List of all notices within a specified period - Current Securities
Stock code:
00388
Name of listed corporation:
Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy):
23/01/2009
-
23/01/2019
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool
Form Serial Number
Name of substantial shareholder / director / chief executive
Reason for disclosure
No. of shares bought / sold / involved
Average price per share
No. of shares interested (See *Notes above)
% of issued voting shares
Date of relevant event (dd/mm/yyyy)
Interests in shares of associated corporation
Interests in debentures
DA20190102E00414
Li Xiaojia, Charles
1113
(L)
123,120(L)
HKD 0.0000
1,072,046(L)
0.08(L)
31/12/2018
DA20181210E00179
Li Xiaojia, Charles
1316
(L)
32,710(L)
HKD 0.0000
948,926(L)
0.07(L)
10/12/2018
DA20181207E00077
Li Xiaojia, Charles
1316
(L)
33,253(L)
HKD 0.0000
948,926(L)
0.07(L)
07/12/2018
CS20181113E00243
JPMorgan Chase & Co.
10035
(L)
406,244(L)
HKD 227.6935
62,800,715(L)
10,923,476(S)
41,866,871(P)
5.02(L)
0.87(S)
3.34(P)
08/11/2018
CS20181109E00353
JPMorgan Chase & Co.
1704
(L)
1,381,616(L)
HKD 221.0558
61,709,722(L)
10,891,984(S)
41,693,571(P)
4.93(L)
0.87(S)
3.33(P)
06/11/2018
CS20181107E00311
JPMorgan Chase & Co.
10035
(L)
1,830,781(L)
HKD 225.7753
63,377,229(L)
12,107,234(S)
41,763,480(P)
5.06(L)
0.96(S)
3.33(P)
02/11/2018
DA20180920E00280
Li Xiaojia, Charles
1316
(L)
5,821(L)
HKD 0.0000
948,926(L)
0.07(L)
20/09/2018
DA20180913E00048
Li Xiaojia, Charles
1113
(L)
5,821(L)
HKD 0.0000
948,926(L)
0.07(L)
13/09/2018
DA20190118E00066
Shih Laura May-Lung
1201
(L)
1,000(L)
HKD 222.6000
0(L)
0.00(L)
27/08/2018
CS20180828E00213
Citigroup Inc.
1213
(L)
1503
(S)
16,263,194(L)
16,363,722(S)
46,099,919(L)
6,850,571(S)
35,506,631(P)
3.69(L)
0.54(S)
2.84(P)
23/08/2018
CS20180828E00395
UBS Group AG
1704
(L)
40,537,486(L)
31,496,945(L)
34,493,664(S)
2.53(L)
2.77(S)
23/08/2018
CS20180827E00111
Citigroup Inc.
10031
(L)
63,790(L)
62,363,113(L)
23,214,293(S)
35,395,700(P)
5.00(L)
1.86(S)
2.83(P)
22/08/2018
CS20180824E00235
Citigroup Inc.
1213
(L)
4,556,287(L)
62,299,323(L)
23,361,943(S)
35,363,080(P)
4.99(L)
1.87(S)
2.83(P)
21/08/2018
CS20180828E00397
(Amendment to
CS20180824E00340
)
UBS Group AG
1402
(S)
4,621,841(S)
70,707,035(L)
74,831,150(S)
5.67(L)
6.00(S)
21/08/2018
CS20180824E00340
(Superseded by
CS20180828E00397
)
UBS Group AG
11033
(L)
86,916,087(L)
156,157,389(L)
73,365,417(S)
12.53(L)
5.88(S)
21/08/2018
CS20180823E00203
Citigroup Inc.
1013
(L)
1403
(S)
21,216,055(L)
16,422,108(S)
66,855,610(L)
23,307,663(S)
35,298,952(P)
5.36(L)
1.86(S)
2.83(P)
20/08/2018
CS20180823E00327
UBS Group AG
1004
(L)
8,195,000(L)
66,120,474(L)
70,179,309(S)
5.30(L)
5.63(S)
20/08/2018
DA20180601E00276
Li Xiaojia, Charles
1316
(L)
3,897(L)
HKD 0.0000
943,105(L)
0.07(L)
01/06/2018
DA20180525E00093
Li Xiaojia, Charles
1113
(L)
3,897(L)
HKD 0.0000
943,105(L)
0.07(L)
25/05/2018
CS20180508E00030
JPMorgan Chase & Co.
1704
(L)
15,734,948(L)
HKD 256.2890
51,536,003(L)
43,721,193(S)
22,574,214(P)
4.15(L)
3.52(S)
1.82(P)
03/05/2018
CS20180503E00223
JPMorgan Chase & Co.
1004
(L)
1402
(S)
16,047,839(L)
16,047,016(S)
HKD 252.1020
68,321,128(L)
59,813,447(S)
22,667,314(P)
5.51(L)
4.82(S)
1.82(P)
27/04/2018
DA20180427E00130
Shih Laura May-Lung
1705
(L)
1,000(L)
1,000(L)
0.00(L)
25/04/2018
DA20180321E00186
Li Xiaojia, Charles
1316
(L)
73,963(L)
HKD 0.0000
939,208(L)
0.07(L)
21/03/2018
DA20180228E00264
Li Xiaojia, Charles
1213
(L)
28,763(L)
HKD 0.0000
939,208(L)
0.07(L)
28/02/2018
DA20180102E00221
Li Xiaojia, Charles
1113
(L)
120,976(L)
HKD 0.0000
967,971(L)
0.07(L)
29/12/2017
DA20171215E00128
Li Xiaojia, Charles
1316
(L)
47,718(L)
HKD 0.0000
846,995(L)
0.06(L)
15/12/2017
DA20171211E00027
Li Xiaojia, Charles
1316
(L)
31,812(L)
HKD 0.0000
846,995(L)
0.06(L)
11/12/2017
DA20171206E00323
Ko Margaret
1201
(L)
3,101(L)
HKD 235.6000
0(L)
0.00(L)
06/12/2017
CS20171129E00294
JPMorgan Chase & Co.
1704
(L)
18,002,858(L)
HKD 247.2300
52,963,321(L)
23,571,088(S)
25,405,772(P)
4.27(L)
1.90(S)
2.04(P)
24/11/2017
CS20171004E00158
JPMorgan Chase & Co.
15015
(S)
4,427,660(S)
64,725,667(L)
20,924,220(S)
26,066,222(P)
5.22(L)
1.68(S)
2.10(P)
28/09/2017
DA20170921E00089
Li Xiaojia, Charles
1316
(L)
4,963(L)
HKD 0.0000
846,995(L)
0.06(L)
21/09/2017
DA20170914E00011
Li Xiaojia, Charles
1113
(L)
4,963(L)
HKD 0.0000
846,995(L)
0.06(L)
14/09/2017
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