List of all notices within a specified period - Current Securities
 
Stock code: 00388
Name of listed corporation: Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy): 23/01/2009 - 23/01/2019
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NumberName of substantial shareholder / director / chief executiveReason for disclosure No. of shares bought / sold / involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued voting sharesDate of relevant event (dd/mm/yyyy)Interests in shares of associated corporationInterests in debentures
DA20190102E00414Li Xiaojia, Charles1113(L)
123,120(L)
HKD 0.00001,072,046(L)
0.08(L)
31/12/2018  
DA20181210E00179Li Xiaojia, Charles1316(L)
32,710(L)
HKD 0.0000948,926(L)
0.07(L)
10/12/2018  
DA20181207E00077Li Xiaojia, Charles1316(L)
33,253(L)
HKD 0.0000948,926(L)
0.07(L)
07/12/2018  
CS20181113E00243JPMorgan Chase & Co.10035(L)
406,244(L)
HKD 227.693562,800,715(L)
10,923,476(S)
41,866,871(P)
5.02(L)
0.87(S)
3.34(P)
08/11/2018  
CS20181109E00353JPMorgan Chase & Co.1704(L)
1,381,616(L)
HKD 221.055861,709,722(L)
10,891,984(S)
41,693,571(P)
4.93(L)
0.87(S)
3.33(P)
06/11/2018  
CS20181107E00311JPMorgan Chase & Co.10035(L)
1,830,781(L)
HKD 225.775363,377,229(L)
12,107,234(S)
41,763,480(P)
5.06(L)
0.96(S)
3.33(P)
02/11/2018  
DA20180920E00280Li Xiaojia, Charles1316(L)
5,821(L)
HKD 0.0000948,926(L)
0.07(L)
20/09/2018  
DA20180913E00048Li Xiaojia, Charles1113(L)
5,821(L)
HKD 0.0000948,926(L)
0.07(L)
13/09/2018  
DA20190118E00066Shih Laura May-Lung1201(L)
1,000(L)
HKD 222.60000(L)
0.00(L)
27/08/2018  
CS20180828E00213Citigroup Inc.1213(L)
1503(S)		16,263,194(L)
16,363,722(S)		 46,099,919(L)
6,850,571(S)
35,506,631(P)
3.69(L)
0.54(S)
2.84(P)
23/08/2018  
CS20180828E00395UBS Group AG1704(L)
40,537,486(L)
 31,496,945(L)
34,493,664(S)
2.53(L)
2.77(S)
23/08/2018  
CS20180827E00111Citigroup Inc.10031(L)
63,790(L)
 62,363,113(L)
23,214,293(S)
35,395,700(P)
5.00(L)
1.86(S)
2.83(P)
22/08/2018  
CS20180824E00235Citigroup Inc.1213(L)
4,556,287(L)
 62,299,323(L)
23,361,943(S)
35,363,080(P)
4.99(L)
1.87(S)
2.83(P)
21/08/2018  
CS20180828E00397
(Amendment to CS20180824E00340)		UBS Group AG1402(S)4,621,841(S) 70,707,035(L)
74,831,150(S)
5.67(L)
6.00(S)
21/08/2018  
CS20180824E00340
(Superseded by CS20180828E00397)		UBS Group AG11033(L)
86,916,087(L)
 156,157,389(L)
73,365,417(S)
12.53(L)
5.88(S)
21/08/2018  
CS20180823E00203Citigroup Inc.1013(L)
1403(S)		21,216,055(L)
16,422,108(S)		 66,855,610(L)
23,307,663(S)
35,298,952(P)
5.36(L)
1.86(S)
2.83(P)
20/08/2018  
CS20180823E00327UBS Group AG1004(L)
8,195,000(L)
 66,120,474(L)
70,179,309(S)
5.30(L)
5.63(S)
20/08/2018  
DA20180601E00276Li Xiaojia, Charles1316(L)
3,897(L)
HKD 0.0000943,105(L)
0.07(L)
01/06/2018  
DA20180525E00093Li Xiaojia, Charles1113(L)
3,897(L)
HKD 0.0000943,105(L)
0.07(L)
25/05/2018  
CS20180508E00030JPMorgan Chase & Co.1704(L)
15,734,948(L)
HKD 256.289051,536,003(L)
43,721,193(S)
22,574,214(P)
4.15(L)
3.52(S)
1.82(P)
03/05/2018  
CS20180503E00223JPMorgan Chase & Co.1004(L)
1402(S)		16,047,839(L)
16,047,016(S)		HKD 252.102068,321,128(L)
59,813,447(S)
22,667,314(P)
5.51(L)
4.82(S)
1.82(P)
27/04/2018  
DA20180427E00130Shih Laura May-Lung1705(L)
1,000(L)
 1,000(L)
0.00(L)
25/04/2018  
DA20180321E00186Li Xiaojia, Charles1316(L)
73,963(L)
HKD 0.0000939,208(L)
0.07(L)
21/03/2018  
DA20180228E00264Li Xiaojia, Charles1213(L)
28,763(L)
HKD 0.0000939,208(L)
0.07(L)
28/02/2018  
DA20180102E00221Li Xiaojia, Charles1113(L)
120,976(L)
HKD 0.0000967,971(L)
0.07(L)
29/12/2017  
DA20171215E00128Li Xiaojia, Charles1316(L)
47,718(L)
HKD 0.0000846,995(L)
0.06(L)
15/12/2017  
DA20171211E00027Li Xiaojia, Charles1316(L)
31,812(L)
HKD 0.0000846,995(L)
0.06(L)
11/12/2017  
DA20171206E00323Ko Margaret1201(L)
3,101(L)
HKD 235.60000(L)
0.00(L)
06/12/2017  
CS20171129E00294JPMorgan Chase & Co.1704(L)
18,002,858(L)
HKD 247.230052,963,321(L)
23,571,088(S)
25,405,772(P)
4.27(L)
1.90(S)
2.04(P)
24/11/2017  
CS20171004E00158JPMorgan Chase & Co.15015(S)4,427,660(S) 64,725,667(L)
20,924,220(S)
26,066,222(P)
5.22(L)
1.68(S)
2.10(P)
28/09/2017  
DA20170921E00089Li Xiaojia, Charles1316(L)
4,963(L)
HKD 0.0000846,995(L)
0.06(L)
21/09/2017  
DA20170914E00011Li Xiaojia, Charles1113(L)
4,963(L)
HKD 0.0000846,995(L)
0.06(L)
14/09/2017  
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