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Form Serial Number: |
IS20190918E00222
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1.
Date of relevant event: |
17/09/2019 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00365 |
4.
Name of listed corporation: |
紫光科技(控股)有限公司 |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,455,000,000 |
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
(Surname) |
Zhao |
(Other names) |
Weiguo |
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10.
Name of substantial shareholder (Chinese): |
趙偉國 |
11.
Chinese Character Code as printed on HKID Card: |
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14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
Long position |
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Short position |
1302 | There has been a change in nature of your interest in the shares because: you have entered into an agreement for the sale of shares in which you are interested but are not required to deliver them within 4 trading days | |
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2201 | Interest of corporation controlled by you | |
986,829,420 |
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15.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,356,829,420 | 93.25 |
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16.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,356,829,420 | 93.25 |
Short position | 986,829,420 | 67.82 |
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17.
Capacity in which interests disclosed in Box 16 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 1,356,829,420 | Short position | 986,829,420 |
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18.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4107 | Unlisted derivatives - Convertible instruments |
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19.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
Beijing Jiankun Investment Group Co., Ltd. 北京健坤投資集團有限公司 | 中國北京市海淀區上地信息路1號A棟5層(PRC) | Zhao Weiguo 趙偉國 | 70.00 | N | Long position | 1,356,829,420 | Short position | 986,829,420 |
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Tsinghua Unigroup Co., Ltd 紫光集團有限公司 | 中國北京市海淀區雙清路清華大學東門外(清華國際科技交流中心十層)(PRC) | Beijing Jiankun Investment Group Co., Ltd. 北京健坤投資集團有限公司 | 49.00 | N | Long position | 1,356,829,420 | Short position | 986,829,420 |
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Tsinghua Unigroup Capital Management Co., Ltd 北京紫光資本管理有限公司 | 中國北京市海淀區知春路7號致真大廈B座6層601室(PRC) | Tsinghua Unigroup Co., Ltd 紫光集團有限公司 | 100.00 | N | Long position | 1,356,829,420 | Short position | 986,829,420 |
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Unis Technology Strategy Investment Limited 紫光科技戰略投資有限公司 | 11th Floor, Central Tower, 28 Queen's Road Central, Hong Kong (Hong Kong) | Tsinghua Unigroup Capital Management Co., Ltd 北京紫光資本管理有限公司 | 100.00 | Y | Long position | 1,356,829,420 | Short position | 986,829,420 |
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中青信投控股有限責任公司 | 中國北京市海淀區知春路7號致真大廈B座19層1902室(PRC) | Tsinghua Unigroup Co., Ltd 紫光集團有限公司 | 100.00 | N | |
中青芯鑫(蘇州工業園區)資產管理有限責任公司 | 中國蘇州工業園區蘇虹東路183號東沙湖股權投資中心14棟211室(PRC) | 中青信投控股有限責任公司 | 49.00 | N | |
上海青芯企業管理諮詢有限公司 | 中國(上海)自由貿易試驗區富特西一路99號一層101-A2室 | 中青芯鑫(蘇州工業園區)資產管理有限責任公司 | 50.10 | N | |
Sino Xin Ding Limited | 9/F., MW Tower, No. 111 Bonham Strand, Sheung Wan, Hong Kong | 上海青芯企業管理諮詢有限公司 | 100.00 | Y | |
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21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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24.
Supplementary information: |
紫光集團有限公司通過全資子公司北京紫光資本管理有限公司(“北京紫光資本”)之全資子公司紫光科技戰略投資有限公司(“紫光科技戰略”)持有上市法團紫光科技(控股)有限公司(00365.HK)(“紫光控股”)986,829,420股股份,及紫光控股發行之可轉換為370,000,000股股份的可轉股債券。如紫光控股于2019年9月17日所做公告,北京紫光資本、紫光科技戰略与Sino Xin Ding Limited(中文名:芯鼎有限公司)簽署股權購買協議,紫光科技戰略將其持有的67.82%紫光控股股權轉讓給芯鼎有限公司,可轉還債券不涉及此次轉讓。芯鼎有限公司系上海青芯企業管理諮詢有限公司(“上海青芯”)全資子公司,中青芯鑫(蘇州工業園區)資產管理有限責任公司(“中青芯鑫”)持有上海青芯50.1%股權,紫光集團有限公司全資子公司中青信投有限公司持有中青芯鑫49%股權。根據《證券及期貨條例》第XV部披露權益相關條款,本次股權轉讓前後,紫光集團對紫光控股的持有權益數量及比例沒有變化,僅受控法團主體及持股結構發生變化。
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25.
Log/Serial Number of the previous form: |
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26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
18/09/2019 (dd/mm/yyyy)
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