|
Form Serial Number: |
IS20170815E00078
|
1.
Date of relevant event: |
10/08/2017 (dd/mm/yyyy)
|
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
3.
Stock code: |
00486 |
4.
Name of listed corporation: |
United Company Rusal Plc |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
15,193,014,862 |
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
(Surname) |
Prokhorov |
(Other names) |
Mikhail Dmitrievich |
|
|
|
10.
Name of substantial shareholder (Chinese): |
|
11.
Chinese Character Code as printed on HKID Card: |
|
|
14.
Details of relevant event: |
|
Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
Long position |
1201 | The percentage level of your interest in the shares has reduced because: you completed a sale of the shares | |
2305 | Beneficiary of a trust (other than a discretionary interest) | |
|
1,063,511,040 |
USD |
|
|
0.4738 |
|
Short position |
|
|
|
|
|
|
|
|
|
|
|
15.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 2,081,499,596 | 13.70 |
|
|
16.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,017,988,556 | 6.70 |
|
|
17.
Capacity in which interests disclosed in Box 16 are held: |
Capacity code | Number of shares |
2305 | Beneficiary of a trust (other than a discretionary interest) |
| Long position | 1,017,988,556 |
|
|
|
18.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
| |
|
|
19.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
|
20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
|
|
21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
| | |
|
|
22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
| | | |
|
|
23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
| | |
Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
24.
Supplementary information: |
The form is submitted in accordance with the clause 4.1.4 of the Outline of the Securities and Futures Ordinance (Cap. 571) - Disclosure of Interest - as the first disclosure within 3 business days after the date of the contract
|
25.
Log/Serial Number of the previous form: |
|
26.
Number of concert party document(s) under section 317 attached/uploaded: |
|
Date of filing this Form 1: |
15/08/2017 (dd/mm/yyyy)
|
|