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Form Serial Number: |
IS20190309E00008
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| 1.
Date of relevant event: |
19/12/2018
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02318 |
| 4.
Name of listed corporation: |
Ping An Insurance (Group) Company of China, Ltd. |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
7,447,576,912 |
| 7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
| (Surname) |
Fuchs |
| (Other names) |
Benjamin Aaron |
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| 10.
Name of substantial shareholder (Chinese): |
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| 11.
Chinese Character Code as printed on HKID Card: |
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| 14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
| Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
| Long position |
| 1711 | Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box) |
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HKD |
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| Short position |
| 14015 | You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 14011 to 14014 above embedded in a contract or instrument |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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16,677,000 |
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| 15.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 380,695,731 | 5.11 |
| Short position | 368,332,813 | 4.95 |
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| 16.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 383,332,731 | 5.15 |
| Short position | 385,009,813 | 5.17 |
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| 17.
Capacity in which interests disclosed in Box 16 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 383,332,731 | | Short position | 385,009,813 |
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| 18.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4101 | Listed derivatives - Physically settled |
| | Long position | 32,658,500 | | Short position | 31,057,500 |
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| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 161,726,623 | | Short position | 242,227,813 |
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| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 188,392,908 | | Short position | 111,724,500 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
| BFAM Partners (Cayman) Limited | c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, KY1-9005, Cayman Islands (Cayman Islands) | Benjamin Fuchs | 85.10 | N | | Long position | 383,332,731 | | Short position | 385,009,813 |
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| BFAM Asian Opportunities Master GP Limited | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Partners (Cayman) Limited | 100.00 | N | | Long position | 383,332,731 | | Short position | 385,009,813 |
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| BFAM Asian Opportunities Master Fund, L.P | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Asian Opportunities Master GP Limited | 0.00 | Y | | Long position | 383,332,731 | | Short position | 385,009,813 |
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| BFAM Asian Opportunities Fund Limited | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Partners (Cayman) Limited | 100.00 | N | | Long position | 383,332,731 | | Short position | 385,009,813 |
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| BFAM Asian Opportunities Master Fund, L.P | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Asian Opportunities Fund Limited | 89.10 | Y | | Long position | 383,332,731 | | Short position | 385,009,813 |
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| 21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 24.
Supplementary information: |
The relevant event is caused by an increase of the percentage figure of short position that results in the short position crossing over a whole percentage number above 1%
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| 25.
Log/Serial Number of the previous form: |
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| 26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
09/03/2019
(dd/mm/yyyy)
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