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Form Serial Number: |
IS20190309E00013 (Amendment to IS20190103E00511)
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1.
Date of relevant event: |
28/12/2018 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
02318 |
4.
Name of listed corporation: |
Ping An Insurance (Group) Company of China, Ltd. |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
7,447,576,912 |
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
(Surname) |
Fuchs |
(Other names) |
Benjamin Aaron |
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10.
Name of substantial shareholder (Chinese): |
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11.
Chinese Character Code as printed on HKID Card: |
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14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
Long position |
12045 | The percentage level of your interest in the shares has reduced because: expiry or cancellation without exercise of equity derivatives under which (choose one): you had any of the rights or obligations referred to in 12041 to 12044 above embedded in a contract or instrument | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
77,553,694 |
HKD |
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Short position |
1503 | You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
93,140,588 |
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15.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 391,617,931 | 5.26 |
Short position | 385,194,313 | 5.17 |
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16.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 314,064,237 | 4.22 |
Short position | 292,053,725 | 3.92 |
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17.
Capacity in which interests disclosed in Box 16 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 314,064,237 | Short position | 292,053,725 |
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18.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4101 | Listed derivatives - Physically settled |
| Long position | 24,391,000 | Short position | 7,000,500 |
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4105 | Unlisted derivatives - Physically settled |
| Long position | 109,782,000 | Short position | 157,340,407 |
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4106 | Unlisted derivatives - Cash settled |
| Long position | 179,336,537 | Short position | 127,712,818 |
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19.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
BFAM Partners (Cayman) Limited | c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, KY1-9005, Cayman Islands (Cayman Islands) | Benjamin Fuchs | 85.10 | N | Long position | 314,064,237 | Short position | 292,053,725 |
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BFAM Asian Opportunities Master GP Limited | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Partners (Cayman) Limited | 100.00 | N | Long position | 314,064,237 | Short position | 292,053,725 |
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BFAM Asian Opportunities Master Fund, L.P | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Asian Opportunities Master GP Limited | 0.00 | Y | Long position | 314,064,237 | Short position | 292,053,725 |
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BFAM Asian Opportunities Fund Limited | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Partners (Cayman) Limited | 100.00 | N | Long position | 314,064,237 | Short position | 292,053,725 |
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BFAM Asian Opportunities Master Fund, L.P | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Asian Opportunities Fund Limited | 89.10 | Y | Long position | 314,064,237 | Short position | 292,053,725 |
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21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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24.
Supplementary information: |
Short position supplemented - the reduction in the percentage level interest of the short position was due to some changes in the holdings of equity derivatives in respect of the shares of the issuer.
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25.
Log/Serial Number of the previous form: |
IS20190103E00511
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26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
09/03/2019 (dd/mm/yyyy)
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