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Form Serial Number: |
IS20190309E00015 (Amendment to IS20180703E00444)
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1.
Date of relevant event: |
28/06/2018 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
02318 |
4.
Name of listed corporation: |
Ping An Insurance (Group) Company of China, Ltd. |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
7,447,576,912 |
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
(Surname) |
Fuchs |
(Other names) |
Benjamin Aaron |
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10.
Name of substantial shareholder (Chinese): |
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11.
Chinese Character Code as printed on HKID Card: |
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14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
Long position |
1213 | The percentage level of your interest in the shares has reduced because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
6,587,300 |
HKD |
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Short position |
1503 | You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
73,582,648 |
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15.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 451,713,635 | 6.07 |
Short position | 472,501,840 | 6.34 |
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16.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 445,126,335 | 5.98 |
Short position | 398,919,192 | 5.36 |
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17.
Capacity in which interests disclosed in Box 16 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 445,126,335 | Short position | 398,919,192 |
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18.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4101 | Listed derivatives - Physically settled |
| Long position | 28,315,500 | Short position | 52,657,000 |
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4105 | Unlisted derivatives - Physically settled |
| Long position | 217,119,087 | Short position | 232,357,940 |
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4106 | Unlisted derivatives - Cash settled |
| Long position | 199,137,048 | Short position | 113,904,252 |
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19.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
BFAM Partners (Cayman) Limited | c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, KY1-9005, Cayman Islands (Cayman Islands) | Benjamin Fuchs | 85.10 | N | Long position | 445,126,335 | Short position | 398,919,192 |
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BFAM Asian Opportunities Master GP Limited | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Partners (Cayman) Limited | 100.00 | N | Long position | 445,126,335 | Short position | 398,919,192 |
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BFAM Asian Opportunities Master Fund, L.P | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Asian Opportunities Master GP Limited | 0.00 | Y | Long position | 445,126,335 | Short position | 398,919,192 |
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BFAM Asian Opportunities Fund Limited | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Partners (Cayman) Limited | 100.00 | N | Long position | 445,126,335 | Short position | 398,919,192 |
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BFAM Asian Opportunities Master Fund, L.P | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Asian Opportunities Fund Limited | 89.10 | Y | Long position | 445,126,335 | Short position | 398,919,192 |
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21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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24.
Supplementary information: |
The reduction in the percentage level interest of the long position was due to some changes in the holdings of equity derivatives in respect of the shares of the issuer. Short position supplemented - the reduction in the percentage level interest of the short position was due to some changes in the holdings of equity derivatives in respect of the shares of the issuer.
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25.
Log/Serial Number of the previous form: |
IS20180703E00444
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26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
09/03/2019 (dd/mm/yyyy)
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