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Form Serial Number: |
IS20180328E00312
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| 1.
Date of relevant event: |
26/03/2018
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00440 |
| 4.
Name of listed corporation: |
Dah Sing Financial Holdings Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
335,075,100 |
| 7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
| (Surname) |
Wong |
| (Other names) |
Tsu Hing Harold |
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| 10.
Name of substantial shareholder (Chinese): |
王祖興 |
| 11.
Chinese Character Code as printed on HKID Card: |
376943715281 |
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| 14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
| Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
| Long position |
| 1013 | You first acquire a notifiable interest because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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126,189,187 |
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| Short position |
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| 15.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 0 | 0.00 |
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| 16.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 126,189,187 | 37.66 |
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| 17.
Capacity in which interests disclosed in Box 16 are held: |
| Capacity code | Number of shares |
| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 18.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
| DSI Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David / HSBC International Trustee Limited | 100.00 | N | |
| DSI Group Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David / HSBC International Trustee Limited | 100.00 | N | |
| DSI Holding Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David / HSBC International Trustee Limited | 100.00 | N | |
| M.O.L. Finance (Asia) Limited | 36/F., Everbright Centre, 108 Gloucester Road, Hong Kong (Incorporated in Hong Kong) | DSI Holding Limited | 50.00 | Y | |
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| 21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 24.
Supplementary information: |
The deemed interest is in relation to a family discretionary trust and is notifiable under sections 322(5) & 322(6) of the Securities and Futures Ordinance pursuant to the trust deed with effect from 26 March 2018. The deemed interest in 126,189,187 shares is held by HSBC International Trustee Limited ("HSBC") in trust for a family discretionary trust, whose interest as trustee in such shares has previously been notified by HSBC.
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| 25.
Log/Serial Number of the previous form: |
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| 26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
28/03/2018
(dd/mm/yyyy)
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