FORM 1 - Individual Substantial Shareholder Notice
 
Form Serial Number: IS20180710E00757
1. Date of relevant event: 05/07/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 00763
4. Name of listed corporation: ZTE Corporation - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 755,502,534
7. Name of substantial shareholder (English) as printed on HKID Card/Passport:
(Surname) Resnick
(Other names) Joshua
10. Name of substantial shareholder (Chinese):  
11. Chinese Character Code as printed on HKID Card:
 
14. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position 
10035You first acquire a notifiable interest because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 10031 to 10034 above embedded in a contract or instrument
 
 
2201Interest of corporation controlled by you
 
6,870,000  USD      1.5834 
3101Cash
 
Short position 
 
 
 
           
15. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position35,684,0004.75
 
16. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position42,734,0005.66
 
17. Capacity in which interests disclosed in Box 16 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position42,734,000
 
18. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4106Unlisted derivatives - Cash settled
Long position12,834,600
 
19. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
20. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interest (Y/N)Number of shares
Jericho Capital Holdings LLC510 Madison Avenue, New York, NY 10022, United States of America (Delaware, USA)Joshua Resnick99.00N
Long position42,734,000
Jericho Capital Asset Management LP510 Madison Avenue, New York, NY 10022, United States of America (Delaware, USA)Jericho Capital Holdings LLC100.00N
Long position42,734,000
 
21. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
22. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
 
23. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
 
24. Supplementary information:
25. Log/Serial Number of the previous form:
26. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 1: 10/07/2018
(dd/mm/yyyy)