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Form Serial Number: |
IS20180904E00389
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1.
Date of relevant event: |
31/08/2018 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
31/08/2018 (dd/mm/yyyy)
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3.
Stock code: |
01101 |
4.
Name of listed corporation: |
中國華榮能源股份有限公司 |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
3,656,371,507 |
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
(Surname) |
Wang |
(Other names) |
Ping |
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10.
Name of substantial shareholder (Chinese): |
王平 |
11.
Chinese Character Code as printed on HKID Card: |
37691627 |
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14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
Long position |
1213 | The percentage level of your interest in the shares has reduced because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
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Short position |
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15.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 771,359,794 | 23.26 |
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16.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 771,359,794 | 21.10 |
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17.
Capacity in which interests disclosed in Box 16 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
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18.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4107 | Unlisted derivatives - Convertible instruments |
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19.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
Kingwin Victory Investment Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands. | Wang Ping | 100.00 | Y | |
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21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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24.
Supplementary information: |
The percentage level of interest in the shares held by the substantial shareholder has been reduced due to the increase of issued share capital pursuant to the Next Day Disclsoure Return of the listed corporation dated 31 August 2018.
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25.
Log/Serial Number of the previous form: |
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26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
04/09/2018 (dd/mm/yyyy)
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