FORM 1 - Individual Substantial Shareholder Notice
 
Form Serial Number: IS20190429E00048
(Amendment to IS20190426E00416)
1. Date of relevant event: 26/04/2019
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 00631
4. Name of listed corporation: Sany Heavy Equipment International Holdings Co. Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 3,097,915,500
7. Name of substantial shareholder (English) as printed on HKID Card/Passport:
(Surname) Liang
(Other names) Wengen
10. Name of substantial shareholder (Chinese): 梁稳根 
11. Chinese Character Code as printed on HKID Card:
 
14. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position 
1213The percentage level of your interest in the shares has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
 
36,132,500  HKD      3.4900 
3101Cash
 
Short position 
 
 
 
           
15. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,625,231,22284.74
 
16. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,589,098,72283.58
 
17. Capacity in which interests disclosed in Box 16 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position2,578,228,722
2101Beneficial owner
Long position10,870,000
 
18. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4107Unlisted derivatives - Convertible instruments
Long position479,781,034
 
19. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
20. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interest (Y/N)Number of shares
Sany Heavy Equipment Investments Company LimitedP.O. Box 957, Offshore Incoroporations Centre, Road Town, Tortola, British Virgin IslandsLiang Wengen56.38N
Long position2,578,228,722
Sany Hongkong Group LimitedRoom 2010 20th Floor Landmark North No.39 Lung Sum Avenue Sheung Shui, Hong KongSany Heavy Equipment Investments Company Limited100.00Y
Long position2,578,228,722
 
21. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
22. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
 
23. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
 
24. Supplementary information: In Box 14, the percentage level of Liang Wengen's interest in the shares has reduced because Sany Hongkong Group Limited, the company indirectly held by Liang Wengen, completed a sales of the shares. Also, compared to last submission, the boxes that have been corrected in this form are: Box 6, Box 8, Box 15, Box 16, Box 20.
25. Log/Serial Number of the previous form: IS20190426E00416
26. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 1: 29/04/2019
(dd/mm/yyyy)