FORM 1 - Individual Substantial Shareholder Notice
Form Serial Number
:
IS20190531E00274
1.
Date of relevant event
:
28/05/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00097
4.
Name of listed corporation
:
Henderson Investment Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
3,047,327,395
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport
:
(
Surname
)
LEE
(
Other names
)
Shau Kee
10.
Name of substantial shareholder (Chinese)
:
李兆基
11.
Chinese Character Code as printed on HKID Card
:
262103401015
14.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1710
Miscellaneous
Voluntary disclosure (you must briefly describe the relevant event in the Supplementary Information box)
Short position
15.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
2,110,868,943
69.27
16.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
2,110,868,943
69.27
17.
Capacity in which interests disclosed in Box 16 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
2,110,868,943
18.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
19.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
20.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest (Y/N)
Number of shares
Rimmer (Cayman) Limited ("TDT1")
P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands
LEE Shau Kee
100.00
N
Long position
2,110,868,943
Riddick (Cayman) Limited ("TDT2")
P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands
LEE Shau Kee
100.00
N
Long position
2,110,868,943
Hopkins (Cayman) Limited ("TUT1")
P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands
LEE Shau Kee
100.00
N
Long position
2,110,868,943
Henderson Development Limited ("HD")
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Hopkins (Cayman) Limited
100.00
N
Long position
2,110,868,943
Henderson Land Development Company Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Henderson Development Limited
72.44
N
Long position
2,110,868,943
Kingslee S.A.
MMG Tower, 23rd Floor, Paseo del Mar Avenue and Pacifico Street, Costa del Este, Panama City
Henderson Land Development Company Limited
100.00
N
Long position
2,110,868,943
Markshing Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Kingslee S.A.
100.00
Y
Long position
602,398,418
Darnman Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Kingslee S.A.
100.00
Y
Long position
84,642,341
Gainwise Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Kingslee S.A.
100.00
Y
Long position
217,250,000
Covite Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Kingslee S.A.
100.00
Y
Long position
363,328,900
Banshing Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Kingslee S.A.
100.00
Y
Long position
843,249,284
21.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
24.
Supplementary information
:
I ceased to be a director of Henderson Investment Ltd. on 28/5/2019. Each of TDT1 & TDT2 as trustee holds units in Henfull Unit Trust (“UT1”) but is not entitled to any interest/share in any particular property comprising UT1’s trust assets. TUT1 as trustee of UT1 owns all issued ordinary shares of HD. I own all issued shares of TUT1, TDT1 & TDT2. TUT1 in ordinary course of business as trustee exercises power to hold HD shares independently without reference to me as TUT1’s shareholder.
25.
Log/Serial Number of the previous form
:
26.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 1
:
31/05/2019
(dd/mm/yyyy)