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Form Serial Number: |
IS20190826E00203
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| 1.
Date of relevant event: |
21/08/2019
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00763 |
| 4.
Name of listed corporation: |
ZTE Corporation - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
755,502,534 |
| 7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
| (Surname) |
Resnick |
| (Other names) |
Joshua |
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| 10.
Name of substantial shareholder (Chinese): |
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| 11.
Chinese Character Code as printed on HKID Card: |
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| 14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
| Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
| Long position |
| 1704 | Miscellaneous
Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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3,130,800 |
USD |
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|
2.5383 |
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| Short position |
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| 15.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 38,636,400 | 5.11 |
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| 16.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 35,505,600 | 4.70 |
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| 17.
Capacity in which interests disclosed in Box 16 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 18.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4106 | Unlisted derivatives - Cash settled |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
| Jericho Capital Holdings LLC | 510 Madison Avenue, New York, NY 10022, United States of America (Delaware, USA) | Joshua Resnick | 99.00 | N | |
| Jericho Capital Asset Management LP | 510 Madison Avenue, New York, NY 10022, United States of America (Delaware, USA) | Jericho Capital Holdings LLC | 100.00 | N | |
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| 21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 24.
Supplementary information: |
The funds managed indirectly by the substantial shareholder sold swaps (representing 3,130,800 underlying shares of the listed corporation) off exchange. As a result, interests of the substantial shareholder in the shares of the listed corporation crossed below 5% and the substantial shareholder ceases to have a notifiable interest.
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| 25.
Log/Serial Number of the previous form: |
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| 26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
26/08/2019
(dd/mm/yyyy)
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