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Form Serial Number: |
IS20200122E00444
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| 1.
Date of relevant event: |
16/10/2019
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02359 |
| 4.
Name of listed corporation: |
無錫藥明康德新藥開發股份有限公司 |
| 5.
Class of shares: |
A Shares |
| 6.
Number of issued shares in class: |
1,467,191,405 |
| 7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
| (Surname) |
Tao |
| (Other names) |
Rong |
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| 10.
Name of substantial shareholder (Chinese): |
陶融 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
| Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
| Long position |
| 1704 | Miscellaneous
Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box) |
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2,000,000 |
CNY |
89.7100 |
88.5600 |
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| Short position |
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| 15.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 74,940,164 | 5.11 |
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| 16.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 72,940,164 | 4.97 |
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| 17.
Capacity in which interests disclosed in Box 16 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 18.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
| Boyu Guangqu Taoran (Shanghai) Investment Management Partnership (Limited Partnership) (博裕廣渠陶然(上海)投資管理合夥企業(有限合夥)) | 上海市浦东新区浦东南路2250号3幢三层A334室 | Tao Rong (陶融) | 52.19 | N | |
| Guokai Boyu II (Shanghai) Equity Investment Partnership (Limited Partnership) (國開博裕二期(上海)股權投資合夥企業(有限合夥)) | 中国（上海）自由贸易试验区浦东南路2250号3幢六层A633室 | Boyu Guangqu Taoran (Shanghai) Investment Management Partnership (Limited Partnership) (博裕廣渠陶然(上海)投資管理合夥企業(有限合夥)) | 2.08 | N | |
| Xinyu Kangyi (Tianjin) Investment Partnership (Limited Partnership) (新裕康怡(天津)投資合夥企業(有限合夥)) | 天津生态城动漫中路126号动漫大厦C区二层209（TG第353号） | Guokai Boyu II (Shanghai) Equity Investment Partnership (Limited Partnership) (國開博裕二期(上海)股權投資合夥企業(有限合夥)) | 63.51 | N | |
| Jiashi Kangheng (Tianjin) Investments Partnership (Limited Partnership) (嘉世康恒(天津)投資合夥企業(有限合夥)) | 天津滨海新区中新生态城中成大道以西、中滨大道以南生态建设公寓9号楼3层301房间-298 | Xinyu Kangyi (Tianjin) Investment Partnership (Limited Partnership) (新裕康怡(天津)投資合夥企業(有限合夥)) | 99.64 | Y | |
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| 21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 24.
Supplementary information: |
The interest in A-shares of Wuxi AppTec Co., Ltd. dropped below 5% immediately following the sale of shares by Jiashi Kangheng (Tianjin) Investments Partnership (Limited Pasrtnership) on October 16, 2019.
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| 25.
Log/Serial Number of the previous form: |
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| 26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
22/01/2020
(dd/mm/yyyy)
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