| |
|
Form Serial Number: |
CS20180319E00176 |
| 1.
Date of relevant event: |
14/03/2018
(dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00268 |
| 4.
Name of listed corporation: |
Kingdee International Software Group Co. Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
2,907,941,371 |
| 7.
Name of substantial shareholder: |
UBS Group AG |
| 8.
Registered office: |
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND |
| 9.
Principal place of business in Hong Kong: |
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG |
| 15.
Exchange on which listed: |
SIX Swiss Exchange AG |
| 16.
Name of listed parent and exchange on which parent is listed: |
|
|
| 17.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
|
Long position |
| 1004 | You first acquire a notifiable interest because:
you acquired a security interest in the shares |
|
|
| 2201 | Interest of corporation controlled by you |
|
7,550,000 |
HKD |
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 140,172,707 | 4.82 |
| Short position | 88,115,000 | 3.03 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 147,722,707 | 5.08 |
| Short position | 95,493,000 | 3.28 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2106 | Person having a security interest in shares |
| | Long position | 53,256,589 | | Short position | 0 |
|
| 2201 | Interest of corporation controlled by you |
| | Long position | 94,466,118 | | Short position | 95,493,000 |
|
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4101 | Listed derivatives - Physically settled |
| | Long position | 50,110,867 | | Short position | 0 |
|
| 4102 | Listed derivatives - Cash settled |
| | Long position | 0 | | Short position | 2,412,000 |
|
| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 0 | | Short position | 4,446,000 |
|
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 32,884,226 | | Short position | 0 |
|
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| UBS AG | Bahnhofstrasse 45, 8001 Zürich, Switzerland | UBS Group AG | 100.00 | Y | | Long position | 69,603,118 | | Short position | 74,438,000 |
|
| UBS Asset Management Trust Company | Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield 62703, USA | UBS Group AG | 100.00 | Y | | Long position | 90,000 | | Short position | 0 |
|
| UBS Fund Management (Luxembourg) S.A. | 33A avenue J.F. Kennedy, Luxembourg | UBS Group AG | 100.00 | Y | | Long position | 3,678,000 | | Short position | 0 |
|
| UBS Fund Management (Switzerland) AG | Brunngässlein 12, 4052 Basel, Switzerland | UBS Group AG | 100.00 | Y | | Long position | 40,000 | | Short position | 0 |
|
| UBS Securities LLC | Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA | UBS Group AG | 100.00 | Y | | Long position | 21,055,000 | | Short position | 21,055,000 |
|
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
|
| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
|
|
| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| | | |
|
| |
| 27.
Supplementary information: |
|
| 28.
Log/Serial Number of the previous form: |
|
| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 2: |
19/03/2018
(dd/mm/yyyy)
|
|
|
|
|