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Form Serial Number: |
CS20170802E00029
(Superseded by CS20170818E00004) |
| 1.
Date of relevant event: |
31/07/2017
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
02/08/2017
(dd/mm/yyyy)
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| 3.
Stock code: |
02331 |
| 4.
Name of listed corporation: |
Li Ning Co. Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
2,177,093,169 |
| 7.
Name of substantial shareholder: |
AllianceBernstein L.P. |
| 8.
Registered office: |
1345 Avenue of the Americas, New York, NY 10105, USA |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
New York Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
AXA, listed in Paris and New York |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 1001 | You first acquire a notifiable interest because:
you purchased the shares |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
|
4,443,500 |
HKD |
6.2150 |
6.1889 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 105,411,500 | 4.84 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 109,855,000 | 5.04 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| AllianceBernstein International LLC | 1345 Avenue of the Americas, New York, NY 10105 / incorporated in Delaware | AllianceBernstein L.P. | 100.00 | N | |
| AllianceBernstein Corporation of Delaware | 1345 Avenue of the Americas, New York, NY 10105 / incorporated in Delaware | AllianceBernstein International LLC | 100.00 | N | |
| AllianceBernstein Hong Kong Limited | 34/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong | AllianceBernstein Corporation of Delaware | 100.00 | N | |
| AllianceBernstein Investment Management Australia Limited | Level 37, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 / incorporated in Sydney | AllianceBernstein Corporation of Delaware | 100.00 | N | |
| AllianceBernstein Japan Inc | 1209 Orange Street, Wilmington, New Castle County, Delaware U.S.A./incorporated in Delaware | AllianceBernstein Corporation of Delaware | 100.00 | N | |
| AllianceBernstein Japan Inc | Marunochi Trust Tower Main 17F, 1-8-3 Marunouchi, Chiyoda-ku,Tokyo 100-0005, Japan | AllianceBernstein Corporation of Delaware | 100.00 | N | |
| AllianceBernstein Holdings Limited | 50 Berkeley Street, London W1J 8HA, England | AllianceBernstein Japan Inc. | 100.00 | N | |
| AllianceBernstein Limited | 50 Berkeley Street, London W1J 8HA, England | AllianceBernstein International LLC | 100.00 | N | |
| Alliance Capital Management LLC | 1 North Lexington Avenue, White Plains, NY 10601 / incorporated in Delaware | AllianceBernstein L.P. | 100.00 | N | |
| Sanford C. Bernstein & Co., LLC | 1345 Avenue of the Americas, New York, NY 10105 | Alliance Capital Management LLC | 100.00 | N | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
02/08/2017
(dd/mm/yyyy)
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