FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180418E00144
(Amendment to CS20150904000336)
1.
Date of relevant event
:
02/09/2015
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
03/09/2015
(dd/mm/yyyy)
3.
Stock code
:
01200
4.
Name of listed corporation
:
Midland Holdings Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
718,046,005
7.
Name of substantial shareholder
:
Sun Life Financial Inc.
8.
Registered office
:
1 York Street, Toronto, Ontario, M5J 0B6 Canada
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
Toronto Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1101
The percentage level of your interest in the shares has increased because:
you purchased the shares
2201
Interest of corporation controlled by you
4,942,000
HKD
3.0920
3.0780
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
63,271,000
8.81
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
68,213,000
9.50
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
68,213,000
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Sun Life Global Investments Inc.
150 King Street West, Toronto, ON M5H 1J9 (Canada)
Sun Life Financial, Inc.
100.00
N
Long position
68,213,000
Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc.
One Sun Life Executive Park, Wellesley Hills, MA 02481 (Delaware, USA)
Sun Life Global Investments Inc.
100.00
N
Long position
68,213,000
Sun Life Financial (U.S.) Holdings, Inc.
One Sun Life Executive Park, Wellesley Hills, MA 02481 (Delaware, USA)
Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc.
100.00
N
Long position
68,213,000
Sun Life Financial (U.S.) Investments LLC
One Sun Life Executive Park, Wellesley Hills, MA 02481 (Delaware, USA)
Sun Life Financial (U.S.) Holdings, Inc.
100.00
N
Long position
68,213,000
Sun Life of Canada (U.S.) Financial Services Holdings, Inc.
111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)
Sun Life Financial (U.S.) Investments LLC
99.89
N
Long position
68,213,000
Massachusetts Financial Services Company
111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)
Sun Life of Canada (U.S.) Financial Services Holdings, Inc.
91.62
Y
Long position
60,211,000
Massachusetts Financial Services Company
111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)
Sun Life of Canada (U.S.) Financial Services Holdings, Inc.
91.62
N
Long position
8,002,000
MFS Heritage Trust Company
111 Huntington Avenue, 24th Floor, Boston MA 02199 (New Hampshire, USA)
Massachusetts Financial Services Company
100.00
Y
Long position
3,518,000
MFS Institutional Advisors, Inc.
111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)
Massachusetts Financial Services Company
100.00
Y
Long position
2,846,000
MFS Institutional Advisors, Inc.
111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)
Massachusetts Financial Services Company
100.00
N
Long position
1,638,000
3060097 Nova Scotia Company
150 King Street West, Toronto, ON M5H 1J9, (Nova Scotia, Canada)
MFS Institutional Advisors, Inc.
100.00
N
Long position
1,638,000
MFS Investment Management Canada Limited
77 King Street West, 35th Floor, Toronto, ON M5K 1B7, (Canada)
MFS Institutional Advisors, Inc.
85.00
Y
Long position
1,638,000
MFS Investment Management Canada Limited
77 King Street West, 35th Floor, Toronto, ON M5K 1B7, (Canada)
3060097 Nova Scotia Company
15.00
Y
Long position
1,638,000
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
This is a revision of a previously submitted form and Boxes 8, 9, 12, 13, 14, 17, 20 and 22 were amended.
28.
Log/Serial Number of the previous form
:
CS20150904000336
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
18/04/2018
(dd/mm/yyyy)