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Form Serial Number: |
CS20190927E00192 |
1.
Date of relevant event: |
26/09/2019 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00365 |
4.
Name of listed corporation: |
紫光科技(控股)有限公司 |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,455,000,000 |
7.
Name of substantial shareholder: |
Tsinghua University 清華大學 |
8.
Registered office: |
中國北京市海淀區清華大學 |
9.
Principal place of business in Hong Kong: |
无 |
15.
Exchange on which listed: |
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16.
Name of listed parent and exchange on which parent is listed: |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
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Short position |
1201 | The percentage level of your interest in the shares has reduced because: you completed a sale of the shares | |
2201 | Interest of corporation controlled by you | |
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986,829,420 |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,356,829,420 | 93.25 |
Short position | 986,829,420 | 67.82 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,356,829,420 | 93.25 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 1,356,829,420 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4107 | Unlisted derivatives - Convertible instruments |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Tsinghua Holdings Co., Ltd 清華控股有限公司 | 中國北京市海淀區中關村東路1號院8號樓(科技大廈)A座25層 (PRC) | Tsinghua University 清華大學 | 100.00 | N | Long position | 1,356,829,420 |
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Tsinghua Unigroup Co., Ltd 紫光集團有限公司 | 中國北京市海淀區雙清路清華大學東門外(清華國際科技交流中心十層)(PRC) | Tsinghua Holdings Co., Ltd 清華控股有限公司 | 51.00 | N | Long position | 1,356,829,420 |
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Tsinghua Unigroup Capital Management Co., Ltd 北京紫光資本管理有限公司 | 中國北京市海淀區知春路7號致真大廈B座6層601室(PRC) | Tsinghua Unigroup Co., Ltd 紫光集團有限公司 | 100.00 | N | |
Unis Technology Strategy Investment Limited 紫光科技戰略投資有限公司 | 11th Floor, Central Tower, 28 Queen's Road Central, Hong Kong (Hong Kong) | Tsinghua Unigroup Capital Management Co., Ltd 北京紫光資本管理有限公司 | 100.00 | Y | |
中青信投控股有限責任公司 | 中國北京市海淀區知春路7號致真大廈B座19層1902室(PRC) | Tsinghua Unigroup Co., Ltd 紫光集團有限公司 | 100.00 | N | |
中青芯鑫(蘇州工業園區)資產管理有限責任公司 | 中國蘇州工業園區蘇虹東路183號東沙湖股權投資中心14棟211室(PRC) | 中青信投控股有限責任公司 | 49.00 | N | |
上海青芯企業管理諮詢有限公司 | 中國(上海)自由貿易試驗區富特西一路99號一層101-A2室 | 中青芯鑫(蘇州工業園區)資產管理有限責任公司 | 50.10 | N | |
Sino Xin Ding Limited | 9/F., MW Tower, No. 111 Bonham Strand, Sheung Wan, Hong Kong | 上海青芯企業管理諮詢有限公司 | 100.00 | Y | |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
紫光集團有限公司通過全資子公司北京紫光資本管理有限公司(“北京紫光資本”)之全資子公司紫光科技戰略投資有限公司(“紫光科技戰略”)持有上市法團紫光科技(控股)有限公司(00365.HK)(“紫光控股”)986,829,420股股份,及紫光控股發行之可轉換為370,000,000股股份的可轉股債券。如紫光控股于2019年9月17日和2019年9月26日所做公告,北京紫光資本、紫光科技戰略与Sino Xin Ding Limited(中文名:芯鼎有限公司)簽署股權購買協議並已完成交割,紫光科技戰略將其持有的67.82%紫光控股股權轉讓給芯鼎有限公司,可轉還債券不涉及此次轉讓。芯鼎有限公司系上海青芯企業管理諮詢有限公司(“上海青芯”)全資子公司,中青芯鑫(蘇州工業園區)資產管理有限責任公司(“中青芯鑫”)持有上海青芯50.1%股權,紫光集團有限公司全資子公司中青信投有限公司持有中青芯鑫49%股權。根據《證券及期貨條例》第XV部披露權益相關條款,本次股權轉讓前後,紫光集團對紫光控股的持有權益數量及比例沒有變化,僅受控法團主體及持股結構發生變化
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
27/09/2019 (dd/mm/yyyy)
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