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Form Serial Number: |
CS20180223E00384 |
| 1.
Date of relevant event: |
21/02/2018
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
03319 |
| 4.
Name of listed corporation: |
A-LIVING SERVICES CO., LTD. - H SHARES |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
433,334,000 |
| 7.
Name of substantial shareholder: |
HSBC Holdings PLc |
| 8.
Registered office: |
8 Canada Square, London E14 5HQ, United Kingdom |
| 9.
Principal place of business in Hong Kong: |
1 Queen's Road Central, Hong Kong |
| 15.
Exchange on which listed: |
London, Hong Kong, Paris, New York, Bermuda |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1104 | The percentage level of your interest in the shares has increased because:
you acquired a security interest in the shares |
|
| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
|
2,395,000 |
HKD |
11.5000 |
11.3800 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 89,197,850 | 20.58 |
| Short position | 50,000,000 | 11.54 |
| Lending Pool | 0 | 0.00 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 91,592,850 | 21.14 |
| Short position | 50,000,000 | 11.54 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 91,592,850 | | Short position | 50,000,000 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| HSBC Bank plc | 8 Canada Square, London E14 5HQ, United Kingdom (England) | HSBC Holdings plc | 100.00 | Y | | Long position | 1,350 | | Short position | 0 |
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| HSBC Finance (Netherlands) | 8 Canada Square, London E14 5HQ, United Kingdom (England) | HSBC Holdings plc | 100.00 | N | | Long position | 91,591,500 | | Short position | 50,000,000 |
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| HSBC Holdings BV | 8 Canada Square, London E14 5HQ, United Kingdom (England) | HSBC Finance (Netherlands) | 100.00 | N | | Long position | 91,591,500 | | Short position | 50,000,000 |
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| HSBC Asia Holdings (UK) Limited | 8 Canada Square, London E14 5HQ, United Kingdom (England) | HSBC Holdings BV | 100.00 | N | | Long position | 91,591,500 | | Short position | 50,000,000 |
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| HSBC Asia Holdings BV | De Entrée 242, 1101 EE, Amsterdam ZO, The Netherlands (The Netherlands) | HSBC Asia Holdings (UK) Limited | 100.00 | N | | Long position | 91,591,500 | | Short position | 50,000,000 |
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| The Hongkong and Shanghai Banking Corporation Limited | 1 Queen's Road Central, Hong Kong (Hong Kong) | HSBC Asia Holdings BV | 100.00 | Y | | Long position | 91,591,500 | | Short position | 50,000,000 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Huatai Financial Holdings (Hong Kong) Limited | Addresses of individuals are not displayed. | | Long position | 50,000,000 | | Short position | 0 |
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| Morgan Stanley & Co. International Plc | Addresses of individuals are not displayed. | | Long position | 50,000,000 | | Short position | 0 |
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| BNP Paribas Securities (Asia) Limited | Addresses of individuals are not displayed. | | Long position | 50,000,000 | | Short position | 0 |
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| ABCI Securities Company Limited | Addresses of individuals are not displayed. | | Long position | 50,000,000 | | Short position | 0 |
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| CCB International Securities Limited | Addresses of individuals are not displayed. | | Long position | 50,000,000 | | Short position | 0 |
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| China Securities (International) Corporate Finance Company Limited | Addresses of individuals are not displayed. | | Long position | 50,000,000 | | Short position | 0 |
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| ICBC International Securities Limited | Addresses of individuals are not displayed. | | Long position | 50,000,000 | | Short position | 0 |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
Interests disclosed in Box 21 is over-allotment option
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
23/02/2018
(dd/mm/yyyy)
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