FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20171123E00378
1.
Date of relevant event
:
20/11/2017
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
23/11/2017
(dd/mm/yyyy)
3.
Stock code
:
02601
4.
Name of listed corporation
:
CHINA PACIFIC INSURANCE (GROUP) CO., LTD. - H SHARES
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
2,775,300,000
7.
Name of substantial shareholder
:
HSBC Holdings PLc
8.
Registered office
:
8 Canada Square, London E14 5HQ, United Kingdom
9.
Principal place of business in Hong Kong
:
1 Queen's Road Central, Hong Kong
15.
Exchange on which listed
:
London, Hong Kong, Paris, New York, Bermuda
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1104
The percentage level of your interest in the shares has increased because:
you acquired a security interest in the shares
2101
Beneficial owner
2101
Beneficial owner
56,000,000
HKD
Short position
1402
You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you borrowed the shares under a securities borrowing and lending agreement
2101
Beneficial owner
2101
Beneficial owner
56,000,000
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
153,524,194
5.53
Short position
49,147,101
1.77
Lending Pool
0
0.00
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
209,524,194
7.55
Short position
105,147,101
3.79
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
209,524,194
Short position
105,147,101
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
1,156,000
Short position
1,287,000
4105
Unlisted derivatives - Physically settled
Long position
92,555,760
4106
Unlisted derivatives - Cash settled
Long position
68,200
Short position
2,553,786
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
HSBC Bank plc
8 Canada Square, London E14 5HQ, United Kingdom (England)
HSBC Holdings plc
100.00
Y
Long position
186,495,236
Short position
96,296,662
HSBC Finance (Netherlands)
8 Canada Square, London E14 5HQ, United Kingdom (England)
HSBC Holdings plc
100.00
N
Long position
20,672,210
Short position
8,850,439
HSBC Holdings BV
8 Canada Square, London E14 5HQ, United Kingdom (England)
HSBC Finance (Netherlands)
100.00
N
Long position
20,672,210
Short position
8,850,439
HSBC Asia Holdings (UK) Limited
8 Canada Square, London E14 5HQ, United Kingdom (England)
HSBC Holdings BV
100.00
N
Long position
20,672,210
Short position
8,850,439
HSBC Asia Holdings BV
De Entrée 242, 1101 EE, Amsterdam ZO, The Netherlands (The Netherlands)
HSBC Asia Holdings (UK) Limited
100.00
N
Long position
20,672,210
Short position
8,850,439
The Hongkong and Shanghai Banking Corporation Limited
1 Queen's Road Central, Hong Kong (Hong Kong)
HSBC Asia Holdings BV
100.00
Y
Long position
20,672,210
Short position
8,850,439
HSBC Finance (Netherlands)
8 Canada Square, London E14 5HQ, United Kingdom (England)
HSBC Holdings plc
100.00
N
Long position
1,772,748
HSBC Holdings BV
8 Canada Square, London E14 5HQ, United Kingdom (England)
HSBC Finance (Netherlands)
100.00
N
Long position
1,772,748
HSBC Asia Holdings (UK) Limited
8 Canada Square, London E14 5HQ, United Kingdom (England)
HSBC Holdings BV
100.00
N
Long position
1,772,748
HSBC Asia Holdings BV
De Entrée 242, 1101 EE, Amsterdam ZO, The Netherlands (The Netherlands)
HSBC Asia Holdings (UK) Limited
100.00
N
Long position
1,772,748
The Hongkong and Shanghai Banking Corporation Limited
1 Queen's Road Central, Hong Kong (Hong Kong)
HSBC Asia Holdings BV
100.00
N
Long position
1,772,748
HSBC Insurance (Asia-Pacific) Holdings Limited
1 Queen's Road Central, Hong Kong (Hong Kong)
The Hongkong and Shanghai Banking Corporation Limited
100.00
N
Long position
1,772,748
HSBC Insurance (Asia) Limited
18/F, Tower 1 HSBC Centre 1 Sham Mong Road Tai Kok Tsui, Kowloon, Hong Kong
HSBC Insurance (Asia-Pacific) Holdings Limited
100.00
N
Long position
1,772,748
HSBC Life (International) Limited
1 Queen's Road Central, Hong Kong (Hong Kong)
HSBC Insurance (Asia) Limited
100.00
Y
Long position
1,772,748
HSBC Finance (Netherlands)
8 Canada Square, London E14 5HQ, United Kingdom (England)
HSBC Holdings plc
100.00
N
Long position
94,000
HSBC Holdings BV
8 Canada Square, London E14 5HQ, United Kingdom (England)
HSBC Finance (Netherlands)
100.00
N
Long position
94,000
HSBC Asia Holdings (UK) Limited
8 Canada Square, London E14 5HQ, United Kingdom (England)
HSBC Holdings BV
100.00
N
Long position
94,000
HSBC Asia Holdings BV
De Entrée 242, 1101 EE, Amsterdam ZO, The Netherlands (The Netherlands)
HSBC Asia Holdings (UK) Limited
100.00
N
Long position
94,000
The Hongkong and Shanghai Banking Corporation Limited
1 Queen's Road Central, Hong Kong (Hong Kong)
HSBC Asia Holdings BV
100.00
N
Long position
94,000
Wayfoong Nominees Limited
1 Queen's Road Central, Hong Kong (Hong Kong)
The Hongkong and Shanghai Banking Corporation Limited
100.00
N
Long position
94,000
Hang Seng Bank Limited
83 Des Voeux Road Central, Hong Kong
Wayfoong Nominees Limited
100.00
N
Long position
94,000
Hang Seng Insurance Company Limited
83 Des Voeux Road Central, Hong Kong
Hang Seng Bank Limited
62.14
Y
Long position
94,000
HSBC Investment Bank Holdings plc
8 Canada Square, London, E14 5HQ
HSBC Holdings Plc
100.00
N
Long position
490,000
HSBC Global Asset Management Limited
78 St James's St, St. James's, London SW1A 1EJ, UK
HSBC Global Services Limited
100.00
N
Long position
490,000
HSBC Global Asset Management (UK) Limited
78 St James's St, St. James's, London SW1A 1EJ, UK
HSBC Global Asset Management Limited
100.00
N
Long position
490,000
HSBC Jintrust Fund Management Company Limited
Aurora 35th Floor, HSBC Building, Shanghai Urban Road 99, Shanghai, 200120, China
HSBC Global Asset Management (UK) Limited
49.00
Y
Long position
490,000
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
23/11/2017
(dd/mm/yyyy)