FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20171114E00193
1.
Date of relevant event
:
09/11/2017
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
10/11/2017
(dd/mm/yyyy)
3.
Stock code
:
00956
4.
Name of listed corporation
:
China Suntien Green Energy Corporation Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
1,839,004,396
7.
Name of substantial shareholder
:
Morgan Stanley
8.
Registered office
:
1585 Broadway, New York 10036, New York, USA
9.
Principal place of business in Hong Kong
:
No place of business in Hong Kong
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
Not applicable
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1312
There has been a change in nature of your interest in the shares because:
the shares lent by you have been returned to you
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
31,000
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
113,153,775
6.15
Short position
13,189,000
0.71
Lending Pool
0
0.00
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
113,153,775
6.15
Short position
13,189,000
0.71
Lending Pool
0
0.00
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
113,153,775
Short position
13,189,000
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
69,000
Short position
11,239,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Morgan Stanley Capital Management, LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
100.00
N
Long position
113,153,775
Short position
13,189,000
Morgan Stanley Domestic Holdings, Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Capital Management, LLC
100.00
N
Long position
113,153,775
Short position
13,189,000
Morgan Stanley International Incorporated
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
90.00
N
Long position
94,417,554
Short position
7,169,859
Morgan Stanley International Incorporated
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
10.00
N
Long position
94,417,554
Short position
7,169,859
MSDW Investment Holdings (US) LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley International Incorporated
100.00
N
Long position
94,417,554
Short position
7,169,859
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley
72.00
N
Long position
94,417,554
Short position
7,169,859
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
10.00
N
Long position
94,417,554
Short position
7,169,859
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley International Incorporated
18.00
N
Long position
94,417,554
Short position
7,169,859
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
MSDW Investment Holdings (US) LLC
0.00
N
Long position
94,417,554
Short position
7,169,859
Morgan Stanley International Limited
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Holdings Inc.
100.00
N
Long position
94,417,554
Short position
7,169,859
Morgan Stanley Investments (UK)
20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Limited
100.00
N
Long position
94,417,554
Short position
7,169,859
Morgan Stanley & Co. International plc
Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Investments (UK)
100.00
Y
Long position
94,417,554
Short position
7,169,859
Morgan Stanley & Co. LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
18,706,221
Short position
1,584,221
Morgan Stanley Capital Services LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
30,000
Short position
4,434,920
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
0
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
14/11/2017
(dd/mm/yyyy)