FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180830E00245
1.
Date of relevant event
:
27/08/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02318
4.
Name of listed corporation
:
Ping An Insurance (Group) Co. of China, Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
7,447,576,912
7.
Name of substantial shareholder
:
Citigroup Inc.
8.
Registered office
:
388 Greenwich Street, New York, 10013, USA
9.
Principal place of business in Hong Kong
:
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong
15.
Exchange on which listed
:
NYSE
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
16022
Approved Lending Agents
Notice under section 5(4) of the Securities and Futures (Disclosure of Interests – Securities Borrowing and Lending) Rules by a person that controls an approved lending agent (choose one):
the percentage level of your interest in the shares held in the lending pool of the approved lending agent is taken to have reduced
2502
Approved lending agent
58,413,551
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
470,532,187
6.31
Short position
29,883,298
0.40
Lending Pool
413,213,623
5.54
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
412,118,636
5.53
Short position
27,103,253
0.36
Lending Pool
354,780,627
4.76
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
57,338,009
Short position
27,103,253
2502
Approved lending agent
Long position
354,780,627
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4103
Listed derivatives - Convertible instruments
Long position
181,492
Short position
305,670
4101
Listed derivatives - Physically settled
Long position
16,032,100
Short position
8,495,000
4105
Unlisted derivatives - Physically settled
Long position
16,952,469
Short position
11,723,250
4106
Unlisted derivatives - Cash settled
Long position
13,444,762
Short position
2,913,394
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Citicorp LLC
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
363,819,823
Short position
1,678,564
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
Y
Long position
363,722,525
Short position
1,678,564
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
47,675,217
Short position
25,011,551
Citigroup Financial Products Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Global Markets Holdings Inc.
100.00
N
Long position
47,675,217
Short position
25,011,551
Citigroup Global Markets (International) Finance AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citigroup Financial Products Inc.
100.00
N
Long position
13,224,778
Short position
2,910,678
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong, Hong Kong
Citigroup Global Markets (International) Finance AG
51.86
N
Long position
547,157
Short position
0
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong, Hong Kong
Citigroup Global Markets Switzerland Holding GmbH
48.14
N
Long position
547,157
Short position
0
Citigroup Global Markets Hong Kong Holdings Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
Long position
547,157
Short position
0
Citigroup First Investment Management Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
Y
Long position
547,157
Short position
0
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
Y
Long position
405,096
Short position
413,138
Citigroup Global Markets Hong Kong Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong Kong, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
34,421,519
Short position
22,100,873
Citigroup Global Markets Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Financial Products Inc.
100.00
Y
Long position
28,920
Short position
0
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Global Markets (International) Finance AG
50.20
N
Long position
12,677,621
Short position
2,910,678
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Financial Products Inc.
49.50
N
Long position
12,677,621
Short position
2,910,678
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, England
Citigroup Global Markets Holdings Bahamas Limited
92.00
Y
Long position
12,677,621
Short position
2,910,678
Citicorp Banking Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citigroup Inc.
100.00
N
Long position
218,500
Short position
0
Citibank (Switzerland) AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citicorp Banking Corporation
100.00
Y
Long position
218,500
Short position
0
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
N
Long position
97,298
Short position
0
Citibank Overseas Investment Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citibank, N.A.
100.00
N
Long position
80,860
Short position
0
Citi Overseas Investments Bahamas Inc.
110 Thompson Blvd., P. O. Box N1576, Nassau, New Providence, Bahamas
Citibank Overseas Investment Corporation
100.00
N
Long position
80,860
Short position
0
Citigroup International Luxembourg Limited
31, Z.A. Bourmicht, Bertrange, L-8070, Luxembourg
Citi Overseas Investments Bahamas Inc.
100.00
N
Long position
80,860
Short position
0
Citigroup Participation Luxembourg Limited
31, Z.A. Bourmicht, Bertrange, L-8070, Luxembourg
Citigroup International Luxembourg Limited
100.00
N
Long position
80,860
Short position
0
Cititrust (Bahamas) Limited
110 Thompson Boulevard, Nassau, New Providence, Bahamas
Citigroup Participation Luxembourg Limited
100.00
Y
Long position
80,860
Short position
0
Citicorp Trust Delaware, National Association
20 Montchanin Road, Suite 180, Greenville, New Castle, DE, 19807, United States
Citibank, N.A.
100.00
Y
Long position
6,238
Short position
0
Citicorp Trust South Dakota
701 East 60th Street N., Sioux Falls, Minnehaha, SD, 57104, United States
Citibank, N.A.
100.00
Y
Long position
10,200
Short position
0
Citi GSCP Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
0
Short position
0
Citigroup Niagara Holdings LLC
390 Greenwich Street, 4th Floor, New York, New York, NY, 10013, United States
Citi GSCP Inc.
85.00
N
Long position
0
Short position
0
TRV Holdings LLC
The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle, DE, 19801, United States
Citigroup Niagara Holdings LLC
100.00
N
Long position
0
Short position
0
TRV Investments LLC
388 Greenwich Street, New York, New York, NY, 10013, United States
TRV Holdings LLC
100.00
N
Long position
0
Short position
0
COHM Overseas Mexico Holding, S. de R.L. de C.V.
Actuaria Roberto Medellin No 800, Col. Santa Fe, Mexico City, Mexico, CP 01219, Mexico
TRV Investments LLC
99.99
N
Long position
0
Short position
0
Citigroup Capital Partners Mexico, S. de R.L. de C.V.
Actuaria Roberto Medellin No 800, Col. Santa Fe, Mexico City, Mexico, CP 01219, Mexico
COHM Overseas Mexico Holding, S. de R.L. de C.V.
99.99
N
Long position
0
Short position
0
NAMGK Mexico Holding, S. de R.L. de C.V.
Actuaria Roberto Medellin No 800, Col. Santa Fe, Mexico City, Mexico, CP 01219, Mexico
Citigroup Capital Partners Mexico, S. de R.L. de C.V.
99.99
N
Long position
0
Short position
0
Citicorp (Mexico) Holdings LLC
Isabel La Catolica N 165, Mexico City, Col. Obrera, DF, 06800, Mexico
NAMGK Mexico Holding, S. de R.L. de C.V.
100.00
N
Long position
0
Short position
0
Grupo Financiero Banamex, S.A. de C.V.
Paseo de la Reforma 398, Mexico City, Colonia Juarez, Mexico City, 6600, Mexico
Citicorp (Mexico) Holdings LLC
100.00
N
Long position
0
Short position
0
Acciones y Valores Banamex, S.A. de C.V. Casa de Bolsa, Integrante del Grupo Financiero Banamex
Paseo de la Reforma 398, Mexico City, Colonia Juarez, Mexico City, 6600, Mexico
Grupo Financiero Banamex, S.A. de C.V.
100.00
N
Long position
0
Short position
0
Impulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion
Paseo de la Reforma 398, Mexico City, Colonia Juarez, Mexico City, 6600, Mexico
Acciones y Valores Banamex, S.A. de C.V. Casa de Bolsa, Integrante del Grupo Financiero Banamex
100.00
Y
Long position
0
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
30/08/2018
(dd/mm/yyyy)