FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20180223E00357 
1. Date of relevant event: 20/02/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 22/02/2018
(dd/mm/yyyy)
3. Stock code: 02318
4. Name of listed corporation: Ping An Insurance (Group) Co. of China, Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 7,447,576,912
7. Name of substantial shareholder: JPMorgan Chase & Co. 
8. Registered office: 270 Park Avenue, New York 10017, United States
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: New York Stock Exchange
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
Short position 
14015You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 14011 to 14014 above embedded in a contract or instrument
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 
5,198,253           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,267,637,00417.02
Short position368,748,2234.95
Lending Pool189,781,2442.54
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,269,788,66617.04
Short position373,946,4765.02
Lending Pool190,218,2442.55
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2101Beneficial owner
Long position811,691,768
Short position373,946,476
2102Investment manager
Long position267,857,704
Short position0
2301Trustee
Long position20,950
Short position0
2502Approved lending agent
Long position190,218,244
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position38,552,360
Short position121,440,014
4102Listed derivatives - Cash settled
Long position3,354,000
Short position124,354,950
4105Unlisted derivatives - Physically settled
Long position458,218,685
Short position49,050,791
4106Unlisted derivatives - Cash settled
Long position67,572,235
Short position27,296,743
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
J.P. Morgan Securities LLC383 Madison Ave., New York, New York, NY, 10179, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00Y
Long position2,520,066
Short position27,800
JPMorgan Chase Bank, N.A. - London Branch25 Bank Street, Canary Wharf, London, E14 5JP, EnglandJPMorgan Chase Bank, N.A.100.00Y
Long position0
Short position2,698,327
JF International Management Inc.Palm Grove House,P.O. Box 438, Road Town, Tortola, British Virgin Islands., Tortola, British Virgin IslandsJPMorgan Asset Management (Asia) Inc.100.00Y
Long position277,000
Short position0
JF Asset Management Limited21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong KongJPMorgan Asset Management Holdings Inc0.01Y
Long position58,585,000
Short position0
JF Asset Management Limited21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong KongJPMorgan Asset Management (Asia) Inc.99.99Y
Long position58,585,000
Short position0
JPMorgan Asset Management (Japan) LimitedTokyo Building, 7-3 Marunouchi 2 Chome,Chiyoda-ku, Tokyo, Japan., Tokyo, 100 6432, JapanJPMorgan Asset Management (Asia) Inc.100.00Y
Long position1,828,500
Short position0
JPMorgan Asset Management (Taiwan) Limited20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
Long position2,869,500
Short position0
CIFM Asset Management (Hong Kong) LimitedUnit 1702, 17th Floor, Tower 2, Lippo Centre,No.89 Queensway, Hong Kong., Hong Kong, Hong KongChina International Fund Management Co Ltd100.00Y
Long position7,500
Short position0
J.P. Morgan International Finance Limited500 Stanton Christiana Road, Newark, DE2, DE, 19713, United StatesJPMorgan Chase Bank, N.A.100.00N
Long position808,171,702
Short position371,220,349
JPMorgan Asset Management (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings (UK) Limited100.00N
Long position4,912,000
Short position0
China International Fund Management Co Ltd99 Fu Cheng Road, 20th Floor, Aurora Plaza, Shanghai, 200120, ChinaJPMorgan Asset Management (UK) Limited49.00N
Long position7,500
Short position0
J.P. Morgan Investment Management Inc.c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJPMorgan Asset Management Holdings Inc100.00Y
Long position132,880,340
Short position0
J.P. Morgan GT CorporationCorporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase Holdings LLC100.00Y
Long position1,000,000
Short position0
J.P. Morgan Trust Company of DelawareCorporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJ.P. Morgan Equity Holdings, Inc.100.00Y
Long position17,354
Short position0
J.P. Morgan Whitefriars LLC500 Stanton Christiana Road, /DE File No. 0867618, Newark, New Castle, DE, DE, 19713, United StatesJ.P. Morgan Overseas Capital LLC100.00Y
Long position110,295
Short position6,678,978
J.P. Morgan Securities plc25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Capital Holdings Limited100.00Y
Long position805,829,828
Short position342,097,291
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00Y
Long position213,165,280
Short position0
J.P. Morgan Chase Bank BerhadLevel 18 Integra Tower, The Intermark, 348 Jalan Tun Razak, Kuala Lumpur, 50400, MalaysiaJ.P. Morgan International Finance Limited100.00Y
Long position2,231,579
Short position8,990,000
JPMorgan Asset Management (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position43,561,924
Short position0
China International Fund Management Co Ltd99 Fu Cheng Road, 20th Floor, Aurora Plaza, Shanghai, 200120, ChinaJPMorgan Asset Management (UK) Limited49.00Y
Long position4,904,500
Short position0
J.P. Morgan Structured Products B.V.Luna ArenA, Herikerbergweg 238, 1101 CM Amsterdam Zuidoost, The Netherlands, Amsterdam, 1101, NetherlandsJ.P. Morgan International Finance Limited100.00Y
Long position0
Short position13,454,080
J.P. Morgan Broker-Dealer Holdings IncCorporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United StatesJPMorgan Chase Holdings LLC100.00N
Long position2,520,066
Short position27,800
J.P. Morgan Capital Holdings Limited6 route de Trèves, Senningerberg, L-2633, LuxembourgJ.P. Morgan International Finance Limited100.00N
Long position805,829,828
Short position342,097,291
JPMorgan Asset Management Holdings Incc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase Holdings LLC100.00N
Long position303,499,264
Short position0
JPMorgan Asset Management (Asia) Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Asset Management Holdings Inc100.00N
Long position63,560,000
Short position0
JPMorgan Asset Management Holdings (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management International Limited100.00N
Long position48,473,924
Short position0
JPMorgan Chase Holdings LLC270 Park Avenue, New York, New York, NY, NY, 10017, United StatesJPMorgan Chase & Co.100.00N
Long position307,036,684
Short position27,800
J.P. Morgan Overseas Capital LLC500 Stanton Christiana Road, Newark, New Castle, DE, DE, 19713-2107, United StatesJ.P. Morgan International Finance Limited100.00N
Long position110,295
Short position6,678,978
JPMorgan Asset Management International Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings Inc100.00N
Long position48,473,924
Short position0
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00N
Long position808,171,702
Short position373,918,676
J.P. Morgan Equity Holdings, Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase Holdings LLC100.00N
Long position17,354
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
N.AAddresses of individuals are not displayed.
5101Trustee of a trust
Long position20,950
Short position0
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 23/02/2018
(dd/mm/yyyy)