FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180905E00437
1.
Date of relevant event
:
31/08/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02318
4.
Name of listed corporation
:
Ping An Insurance (Group) Co. of China, Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
7,447,576,912
7.
Name of substantial shareholder
:
Citigroup Inc.
8.
Registered office
:
388 Greenwich Street, New York, 10013, USA
9.
Principal place of business in Hong Kong
:
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong
15.
Exchange on which listed
:
NYSE
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
16021
Approved Lending Agents
Notice under section 5(4) of the Securities and Futures (Disclosure of Interests – Securities Borrowing and Lending) Rules by a person that controls an approved lending agent (choose one):
the percentage level of your interest in the shares held in the lending pool of the approved lending agent is taken to have increased
2502
Approved lending agent
51,440,815
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
425,699,239
5.71
Short position
29,181,686
0.39
Lending Pool
365,477,831
4.90
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
477,140,054
6.40
Short position
29,597,482
0.39
Lending Pool
416,914,509
5.59
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
60,225,545
Short position
29,597,482
2502
Approved lending agent
Long position
416,914,509
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4103
Listed derivatives - Convertible instruments
Long position
181,492
Short position
305,670
4101
Listed derivatives - Physically settled
Long position
15,782,100
Short position
10,345,000
4105
Unlisted derivatives - Physically settled
Long position
20,138,346
Short position
11,697,021
4106
Unlisted derivatives - Cash settled
Long position
13,420,162
Short position
2,655,698
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Citicorp LLC
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
426,274,119
Short position
1,918,478
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
Y
Long position
426,176,821
Short position
1,918,478
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
50,248,542
Short position
22,278,263
Citigroup Financial Products Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Global Markets Holdings Inc.
100.00
N
Long position
50,248,542
Short position
22,278,263
Citigroup Global Markets (International) Finance AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citigroup Financial Products Inc.
100.00
N
Long position
12,558,152
Short position
2,784,160
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong, Hong Kong
Citigroup Global Markets (International) Finance AG
51.86
N
Long position
547,157
Short position
0
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong, Hong Kong
Citigroup Global Markets Switzerland Holding GmbH
48.14
N
Long position
547,157
Short position
0
Citigroup Global Markets Hong Kong Holdings Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
Long position
547,157
Short position
0
Citigroup First Investment Management Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
Y
Long position
547,157
Short position
0
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
Y
Long position
392,893
Short position
400,741
Citigroup Global Markets Hong Kong Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong Kong, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
37,657,969
Short position
24,494,103
Citigroup Global Markets Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Financial Products Inc.
100.00
Y
Long position
32,420
Short position
0
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Global Markets (International) Finance AG
50.20
N
Long position
12,010,996
Short position
2,784,160
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Financial Products Inc.
49.50
N
Long position
12,010,996
Short position
2,784,160
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, England
Citigroup Global Markets Holdings Bahamas Limited
92.00
Y
Long position
12,010,996
Short position
2,784,160
Citicorp Banking Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citigroup Inc.
100.00
N
Long position
224,500
Short position
0
Citibank (Switzerland) AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citicorp Banking Corporation
100.00
Y
Long position
224,500
Short position
0
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
N
Long position
97,298
Short position
0
Citibank Overseas Investment Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citibank, N.A.
100.00
N
Long position
80,860
Short position
0
Citi Overseas Investments Bahamas Inc.
110 Thompson Blvd., P. O. Box N1576, Nassau, New Providence, Bahamas
Citibank Overseas Investment Corporation
100.00
N
Long position
80,860
Short position
0
Citigroup International Luxembourg Limited
31, Z.A. Bourmicht, Bertrange, L-8070, Luxembourg
Citi Overseas Investments Bahamas Inc.
100.00
N
Long position
80,860
Short position
0
Citigroup Participation Luxembourg Limited
31, Z.A. Bourmicht, Bertrange, L-8070, Luxembourg
Citigroup International Luxembourg Limited
100.00
N
Long position
80,860
Short position
0
Cititrust (Bahamas) Limited
110 Thompson Boulevard, Nassau, New Providence, Bahamas
Citigroup Participation Luxembourg Limited
100.00
Y
Long position
80,860
Short position
0
Citicorp Trust Delaware, National Association
20 Montchanin Road, Suite 180, Greenville, New Castle, DE, 19807, United States
Citibank, N.A.
100.00
Y
Long position
6,238
Short position
0
Citicorp Trust South Dakota
701 East 60th Street N., Sioux Falls, Minnehaha, SD, 57104, United States
Citibank, N.A.
100.00
Y
Long position
10,200
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
05/09/2018
(dd/mm/yyyy)