FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20190704E00134 
1. Date of relevant event: 01/07/2019
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 03/07/2019
(dd/mm/yyyy)
3. Stock code: 02359
4. Name of listed corporation: WuXi Apptec Co., Ltd. -H Shares 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 170,513,560
7. Name of substantial shareholder: Credit Suisse Group AG 
8. Registered office: Paradeplatz 8 , Zurich , 8001, Switzerland
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: Switzerland, ADS in New York
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1113The percentage level of your interest in the shares has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
560,000
Short position 
1402You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you borrowed the shares under a securities borrowing and lending agreement
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 
560,000           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position9,859,2985.78
Short position5,824,9963.42
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position10,419,2986.11
Short position6,384,9963.74
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position10,016,217
Short position6,355,436
2102Investment manager
Long position403,081
Short position29,560

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4106Unlisted derivatives - Cash settled
Long position3,563,083
Short position56,980
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position27,460
Short position0
Credit Suisse (Hong Kong) Limited6th Floor, Alexandra House,18 Chater Road, Central,Hong KongCredit Suisse AG100.00Y
Long position27,460
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00Y
Long position3,429,621
Short position75,640
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position17,780
Short position0
Credit Suisse Asset Management International Holding LtdUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse AG100.00N
Long position17,780
Short position0
Credit Suisse (Schweiz) AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse AG100.00N
Long position17,780
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse (Schweiz) AG49.00N
Long position17,780
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management International Holding Ltd51.00N
Long position17,780
Short position0
Credit Suisse Funds AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management & Investor Services (Schweiz) Holding AG100.00Y
Long position17,780
Short position0
Credit Suisse Fund Management S.A.5, rue Jean Monnet,Luxembourg,2180Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG100.00Y
Long position17,780
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position80
Short position0
Credit Suisse InternationalOne Cabot Square, London E14 4QJ, EnglandCredit Suisse Group AG50.00Y
Long position80
Short position0
Credit Suisse InternationalOne Cabot Square, London E14 4QJ, EnglandCredit Suisse AG50.00Y
Long position80
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position2,804,056
Short position2,524,796
Credit Suisse Investments (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse Group AG31.00N
Long position2,804,056
Short position2,524,796
Credit Suisse Investments (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse AG69.00N
Long position2,804,056
Short position2,524,796
Credit Suisse Investment Holdings (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse Investments (UK)100.00N
Long position2,804,056
Short position2,524,796
Credit Suisse Securities (Europe) LimitedOne Cabot Square, London E14 4QJ, EnglandCredit Suisse Investments Holdings (UK)100.00Y
Long position2,804,056
Short position2,524,796
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position2
Short position29,560
Credit Suisse Holdings (USA), Inc.11 Madison Avenue, New York, NY 10010, USACredit Suisse AG100.00N
Long position2
Short position29,560
Credit Suisse (USA), Inc.11 Madison Avenue, New York, NY 10010, USACredit Suisse Holdings (USA), Inc.100.00N
Long position2
Short position29,560
CSAM Americas Holding Corp.11 Madison Avenue, New York, NY 10010, USACredit Suisse (USA), Inc.100.00N
Long position2
Short position29,560
Credit Suisse MB LLC11 Madison Avenue, New York, NY 10010, USACSAM Americas Holding Corp.100.00N
Long position2
Short position29,560
Merchant Holding, LLC11 Madison Avenue, New York, NY 10010, USACredit Suisse MB LLC100.00N
Long position2
Short position29,560
QT Fund Ltd1 Madison Avenue,New York,New York,10010Merchant Holding, LLC100.00Y
Long position2
Short position29,560
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position385,299
Short position0
Credit Suisse Asset Management International Holding LtdUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse AG100.00N
Long position385,299
Short position0
Credit Suisse (Schweiz) AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse AG100.00N
Long position385,299
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse (Schweiz) AG49.00N
Long position385,299
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management International Holding Ltd51.00N
Long position385,299
Short position0
Credit Suisse Funds AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management & Investor Services (Schweiz) Holding AG100.00Y
Long position385,299
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position3,755,000
Short position3,755,000
Credit Suisse Holdings (USA), Inc.11 Madison Avenue, New York, NY 10010, USACredit Suisse AG100.00N
Long position3,755,000
Short position3,755,000
Credit Suisse (USA), Inc.11 Madison Avenue, New York, NY 10010, USACredit Suisse Holdings (USA), Inc.100.00N
Long position3,755,000
Short position3,755,000
Credit Suisse Securities (USA) LLC11 Madison Avenue, New York, NY 10010, USACredit Suisse (USA), Inc.100.00Y
Long position3,755,000
Short position3,755,000

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: Percentage level of interest in the shares has increased due to new stock borrow.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 04/07/2019
(dd/mm/yyyy)