FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20190827E00195
1.
Date of relevant event
:
22/08/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02359
4.
Name of listed corporation
:
WuXi AppTec Co., Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
170,513,560
7.
Name of substantial shareholder
:
The Goldman Sachs Group, Inc.
8.
Registered office
:
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
9.
Principal place of business in Hong Kong
:
Nil
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
Nil
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1213
The percentage level of your interest in the shares has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
1,614,100
Short position
1502
You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because:
you returned the shares borrowed under a securities borrowing and lending agreement
2201
Interest of corporation controlled by you
1,614,100
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
10,458,730
6.13
Short position
6,528,120
3.83
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
8,844,630
5.19
Short position
4,914,020
2.88
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
8,844,630
Short position
4,914,020
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
3,389,895
Short position
2,069,120
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Goldman Sachs (UK) L.L.C.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
The Goldman Sachs Group, Inc.
100.00
N
Long position
3,321,164
Short position
2,886,120
Goldman Sachs Group UK Limited
Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR
Goldman Sachs (UK) L.L.C.
100.00
N
Long position
3,321,164
Short position
2,886,120
Goldman Sachs International
Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR
Goldman Sachs Group UK Limited
100.00
Y
Long position
3,321,164
Short position
2,886,120
GSAM Holdings L.L.C.
251 Little Falls Dr., Wilmington DE 19808, USA
The Goldman Sachs Group, Inc.
100.00
N
Long position
1,122,934
Short position
0
Goldman Sachs Asset Management, L.P.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
GSAM Holdings L.L.C.
99.00
Y
Long position
1,122,934
Short position
0
GSAM Holdings L.L.C.
251 Little Falls Dr., Wilmington DE 19808, USA
The Goldman Sachs Group, Inc.
100.00
N
Long position
30,520
Short position
0
Goldman Sachs Asset Management, L.P.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
GSAM Holdings L.L.C.
99.00
N
Long position
30,520
Short position
0
Goldman Sachs Asset Management International Holdings L.L.C.
1209 Orange Street, Wilmington DE 19801, USA
Goldman Sachs Asset Management, L.P.
75.00
N
Long position
30,520
Short position
0
Goldman Sachs Asset Management (Singapore) PTE. LTD.
1 Raffles Link, #07-01, Singapore
Goldman Sachs Asset Management International Holdings L.L.C.
100.00
Y
Long position
30,520
Short position
0
Goldman Sachs (UK) L.L.C.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
The Goldman Sachs Group, Inc.
100.00
N
Long position
2,338,980
Short position
0
Goldman Sachs Group UK Limited
Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR
Goldman Sachs (UK) L.L.C.
100.00
N
Long position
2,338,980
Short position
0
Goldman Sachs Asset Management International
Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR
Goldman Sachs Group UK Limited
100.00
Y
Long position
2,338,980
Short position
0
Goldman Sachs & Co. LLC
200 West Street, New York, 10282, USA
The Goldman Sachs Group, Inc.
100.00
Y
Long position
2,031,032
Short position
2,027,900
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
The percentage level of our interest in the shares has decreased due to returning of shares pursuant to a securities borrowing and lending agreement.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
27/08/2019
(dd/mm/yyyy)