表格 2 - 法團大股東通知
表格序號
:
CS20090130000130
1.
上市法團的名稱
:
Aluminum Corporation of China Ltd. - H Shares
2.
股份編號
:
02600
3.
股份類別
:
H Shares
4.
該類別的已發行股份的數目
:
3,943,965,968
5.
大股東的名稱
:
Citigroup Inc.
6.
註冊辦事處
:
399 Park Avenue, New York, 10043, USA
7.
香港主要營業地點
:
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
13.
在哪一家交易所上市
:
NYSE
14.
上市母公司的名稱及該母公司在哪一家交易所上市
:
15.
有關事件的日期
:
27/01/2009
(日 / 月 / 年)
16.
大股東知悉有關事件／股份權益的日期(如在有關事件的日期之後)
:
30/01/2009
(日 / 月 / 年)
17.
有關事件的詳情
:
切合有關情況的有關事件代號
切合以前／現時持有股份的身分的代號
買／賣或涉及的股份數目
交易的貨幣
場內
場外
有關事件之前
有關事件之後
每股的最高價
每股的平均價
每股的平均代價
代價代號
好倉
HKD
淡倉
113
205
355,400
18.
緊接在有關事件之前的股份總數
:
股份總數
百分率數字(%)
好倉
281,097,431
7.13
淡倉
236,296,746
5.99
可供借出的股份
8,743,620
0.22
19.
緊接在有關事件之後的股份總數
:
股份總數
百分率數字(%)
好倉
280,944,406
7.12
淡倉
236,652,146
6.00
可供借出的股份
8,743,620
0.22
20.
以何種身分持有方格19所披露的權益
:
切合身分的代號
股份數目
205
好倉
272,150,786
淡倉
236,652,146
208
好倉
8,743,620
203
好倉
50,000
21.
有關衍生權益的進一步資料
:
切合有關衍生工具的代號
股份數目
403
好倉
64,285,000
淡倉
67,517,500
22.
有關大股東所控制的法團的權益的進一步資料
:
受控法團的名稱
地址及註冊成立地點
控權股東的姓名或名稱
控制百分率%
直接權益(Y/N)
股份數目
Citigroup Global Markets Financial Products LLC
1209 Orange Street, Wilmington, Delaware, 19899, USA
Citigroup Global Markets Holdings GmbH
100.00
Y
好倉
153,900,286
淡倉
147,062,121
Citigroup Global Markets Ltd
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets Europe Ltd
100.00
Y
好倉
49,353,250
淡倉
23,041,975
Citigroup Asset Management Ltd.
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets International LLC
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Asia Limited
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Hong Kong Holdings Ltd
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Hong Kong Futures & Securities Ltd.
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Hong Kong Holdings Ltd
100.00
Y
好倉
0
淡倉
0
Citicorp Trust Bank
100 Commerce Drive, Newark, DE 19713
CitiFinancial Credit Company
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Holdings GmbH
Schipfe 2, 8001, Zurich, Switzerland
Citigroup Global Markets (International) Finance AG
75.70
N
好倉
153,900,286
淡倉
147,062,121
Citigroup Global Markets Holdings GmbH
Schipfe 2, 8001, Zurich, Switzerland
Salomon Brothers Pacific Holding Company Inc.
24.30
N
好倉
153,900,286
淡倉
147,062,121
Citigroup Global Markets Europe Ltd
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets LLC
97.33
N
好倉
49,353,250
淡倉
23,041,975
Citigroup Global Markets Europe Ltd
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets (International) Finance AG
2.67
N
好倉
49,353,250
淡倉
23,041,975
Citigroup Global Markets Hong Kong Holdings Ltd
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Overseas Finance Limited
52.00
N
好倉
0
淡倉
0
Citigroup Global Markets Hong Kong Holdings Ltd
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Financial Products Inc.
48.00
N
好倉
0
淡倉
0
Salomon Brothers Pacific Holding Company Inc.
399 Park Avenue, New York 10043, USA
Citigroup Financial Products Inc.
100.00
N
好倉
153,900,286
淡倉
147,062,121
Citigroup Global Markets (International) Finance AG
SCHIPFE 2, 8001 Zurich, SWITZERLAND
Citigroup Financial Products Inc.
100.00
N
好倉
203,253,536
淡倉
170,104,096
Citigroup Global Markets Inc.
399 Park Avenue, New York, New York 10043, USA
Citigroup Financial Products Inc.
100.00
Y
好倉
2,494,875
淡倉
90,000
Citigroup Global Markets LLC
399 Park Avenue, New York 10043, USA
Citigroup Financial Products Inc.
100.00
N
好倉
49,353,250
淡倉
23,041,975
Citibank N.A.
399 Park Avenue, New York 10043, USA
Citicorp Holdings Inc.
100.00
Y
好倉
72,623,145
淡倉
62,030,550
Citibank (Switzerland)
Zurich, Switzerland
Citicorp Banking Corporation
100.00
Y
好倉
0
淡倉
0
Citigroup Financial Products Inc.
1209 Orange Street, Wilmington, Delaware, 19899, USA
Citigroup Global Markets Holdings Inc.
100.00
N
好倉
208,036,361
淡倉
174,621,596
Citigroup Global Markets Holdings Inc.
399 Park Avenue, New York 10043, USA
Citigroup Inc.
100.00
N
好倉
208,036,361
淡倉
174,621,596
Citicorp Holdings inc.
399 Park Avenue, New York, NY 10043 Delaware, USA
Citigroup Inc.
100.00
N
好倉
72,725,045
淡倉
62,030,550
CitiFinancial Credit Company
300 St. Paul Place, Baltimore, MD 21202
Associates First Capital Corporation
100.00
N
好倉
0
淡倉
0
Associates First Capital Corporation
250 E. Carpenter Freeway, Irving, TX 75062
Citicorp Banking Corporation
100.00
N
好倉
0
淡倉
0
Citicorp Banking Corporation
One Penn's Way, New Castle, DE 19720
Citigroup Inc.
100.00
N
好倉
0
淡倉
0
Citigroup Global Markets Overseas Finance Limited
PO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman Islands
Citigroup Global Markets (International) Finance AG
100.00
N
好倉
0
淡倉
0
Citicorp Trust, National Associatiion
Florida, USA
Citibank N.A.
100.00
Y
好倉
94,400
淡倉
0
Old Lane LP
500 Park Avenue, 2nd Floor, New York NY 10022.
Old Lane Partners GP, LLC
100.00
Y
好倉
0
淡倉
0
Old Lane Partners GP, LLC
500 Park Avenue, 2nd Floor, New York NY 10022.
Citigroup Alternative Investments LLC
100.00
N
好倉
0
淡倉
0
Citigroup Alternative Investments LLC
500 Park Avenue, 2nd Floor, New York NY 10022.
Citigroup Investments Inc.
100.00
N
好倉
0
淡倉
0
Citigroup Investments Inc.
500 Park Avenue, 2nd Floor, New York NY 10022.
Citigroup Inc.
100.00
N
好倉
0
淡倉
0
Quilter & Co. Limited
Citigroup Centre, Canada Square, London E14 5LB
Quilter Holdings Limited (QHL)
100.00
Y
好倉
0
淡倉
0
Quilter Holdings Limited
Citigroup Centre, Canada Square, London E14 5LB
Citibank Investments Limited
100.00
N
好倉
0
淡倉
0
Citibank Investments Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citibank Overseas Investment Corporation
63.96
N
好倉
0
淡倉
0
Citibank Overseas Investment Corporation
500 Park Avenue, 2nd Floor, New York NY 10022.
Citibank N.A.
100.00
N
好倉
0
淡倉
0
Citigroup Derivatives Markets Inc.
388 Greenwich St., New York, NY 10013 Delaware, USA
Citigroup Financial Products Inc
100.00
Y
好倉
2,287,950
淡倉
4,427,500
Primasia Securities (Asia) Limited
Suites 4301-03, 43/F, Office Tower, No.1 Harbour Road, Wanchai, Hong Kong
Primasia Securities Co. Ltd.
50.00
Y
好倉
0
淡倉
0
Primasia Securities (Asia) Limited
Suites 4301-03, 43/F, Office Tower, No.1 Harbour Road, Wanchai, Hong Kong
Nikko Cordial Securities Inc.
50.00
N
好倉
0
淡倉
0
Primasia Securities Co. Ltd.
3F, No. 99, Fu-Hsin North Road, Taipei, 105 Taiwan
Nikko Cordial Securities Inc.
34.00
N
好倉
0
淡倉
0
Nikko Cordial Securities Inc.
3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo, 103-8225 Japan
Nikko Cordial Corporation
100.00
N
好倉
0
淡倉
0
Nikko Cordial Corporation
6-5, Nihonbashi kabuto-cho, Chuo-ku, Tokyo, 103-8225 Japan
Citigroup Japan Holdings Ltd.
67.19
N
好倉
0
淡倉
0
Citigroup Japan Holdings Ltd.
1-3-1 Marunouchi, Chiyoda-ku7, Tokyo, 103-8225 Japan
Citigroup Inc.
100.00
N
好倉
0
淡倉
0
Citigroup Trust - Delaware, National Association
Delaware, the United States
Citibank N.A.
100.00
Y
好倉
7,500
淡倉
0
Automated Trading Desk Brokerage Services, LLC
South Carolina, United States
Automated Trading Desk, LLC
100.00
Y
好倉
0
淡倉
0
Automated Trading Desk, LLC
South Carolina, United States
Automated Trading Desk Holdings, Inc.
100.00
N
好倉
0
淡倉
0
Automated Trading Desk Holdings, Inc.
South Carolina, United States
Citigroup Acquisition LLC
100.00
N
好倉
0
淡倉
0
Citigroup Acquisition LLC
New York, United States
Citigroup Financial Products Inc.
100.00
N
好倉
0
淡倉
0
Citibank N.A.
399 Park Avenue, New York 10043, USA
Citicorp Holdings Inc.
100.00
N
好倉
101,900
淡倉
0
Nikko Asset Management Co. Ltd.
Midtown Tower, 9-7-1 Akasaka, Minato-ku, Tokyo, Japan
Nikko Citi Holdings Inc.
58.14
Y
好倉
183,000
淡倉
0
Nikko Asset Management Co. Ltd.
Midtown Tower, 9-7-1 Akasaka, Minato-ku, Tokyo, Japan
NAM Holdings Ltd.
37.39
Y
好倉
183,000
淡倉
0
NAM Holdings Ltd.
Tokyo Bldg. 23F, 2-7-3, Marunouchi, Chiyoda-ku, Tokyo, Japan
Nikko Principal Investments Inc.
100.00
N
好倉
183,000
淡倉
0
Nikko Principal Investments Inc.
Tokyo Bldg. 23F, 2-7-3, Marunouchi, Chiyoda-ku, Tokyo, Japan
Nikko Citi Holdings Inc.
100.00
N
好倉
183,000
淡倉
0
Nikko Citi Holdings Inc.
1-3-1, Marunouchi, Chiyodaku, Tokyo, Japan
Citigroup Inc.
100.00
N
好倉
183,000
淡倉
0
23.
有關由大股東與另一人共同持有的權益的進一步資料
:
聯合股東的姓名或名稱
地址
股份數目
無
24.
來自受託人、信託受益人、或酌情信託的成立人的進一步資料
:
信託的名稱
地址
身分代號
股份數目
無
25.
來自第317條所指的協議的一方的進一步資料
:
其他方的姓名或名稱
地址
股份數目
無
根據第317及318條，大股東持有權益的股份總數
:
26.
大股東或其董事慣於按照其指令行事的人士的詳情
:
姓名
地址
關係代號
百分率(%)
無
27.
將本表格2送交存檔的日期
:
30/01/2009
(日 / 月 / 年)
29.
附頁的張數
: