| |
| 1.
Name of listed corporation: |
Yanzhou Coal Mining Co. Ltd. - H Shares |
| 2.
Stock code: |
01171 |
| 3.
Class of shares: |
H Shares |
| 4.
Number of issued shares in class: |
1,958,400,000 |
| 5.
Name of substantial shareholder: |
UBS AG |
| 6.
Registered office: |
BAHNHOFSTRASSE 45
8098 ZURICH SWITZERLAND |
| 7.
Principal place of business in Hong Kong: |
52/F TWO INTERNATIONAL FINANCE CENTRE
8 FINANCE STREET, CENTRAL
HONG KONG |
| 13.
Exchange on which listed: |
VIRT-X |
| 14.
Name of listed parent and exchange on which parent is listed: |
|
| 15.
Date of relevant event: |
16/06/2009 (dd/mm/yyyy)
|
| 16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
|
|
| 17.
Details of relevant event: |
|
|
Relevant event code describing circumstances
|
Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
|
Long position |
101 |
|
201 |
15,938,859 |
HKD |
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 96,988,308 | 4.95 |
| Short Position | 30,388,097 | 1.55 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 112,927,167 | 5.77 |
| Short Position | 30,646,761 | 1.56 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Code describing capacity | Number of shares |
| 201 | | Long position | 101,677,857 | | Short position | 24,697,761 |
|
| 203 | | Long position | 4,198,410 | | Short position | 11,000 |
|
| 205 | | Long position | 7,050,900 | | Short position | 5,938,000 |
|
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Code describing derivatives | Number of shares |
| 401 | | Long position | 12,129,250 | | Short position | 0 |
|
| 402 | | Long position | 20,000 | | Short position | 160,000 |
|
| 403 | | Long position | 13,500,000 | | Short position | 23,067,761 |
|
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| UBS Securities LLC | Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808 Delaware USA | UBS AG | 100.00 | Y | | Long position | 6,087,080 | | Short position | 5,938,000 |
|
| UBS Financial Services Inc. | 2711 Centerville Road, Suite 400, Wilmington 19808, New Castle, USA | UBS AG | 100.00 | Y | | Long position | 244,520 | | Short position | 0 |
|
| UBS Swiss Financial Advisers AG | Lowenstrasse 49, 8001 Zurich, Switzerland | UBS AG | 100.00 | Y | | Long position | 77,300 | | Short position | 0 |
|
| UBS Global Asset Management (Japan) Ltd | Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan | UBS AG | 100.00 | Y | | Long position | 434,000 | | Short position | 0 |
|
| UBS O'Connor LLC | c/o National Corporate Research Ltd, 9 East Loockerman St, Dover DE 19901, USA | UBS AG | 100.00 | Y | | Long position | 208,000 | | Short position | 0 |
|
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
|
|
| 24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
|
|
| 25.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
|
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | % |
| Nil | | | |
|
| |
| 27.
Date of filing this Form 2: |
18/06/2009 (dd/mm/yyyy)
|
| 29.
Number of attachments: |
|
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