FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20111202000225
1.
Name of listed corporation
:
Chaoda Modern Agriculture (Holdings) Ltd.
2.
Stock code
:
00682
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
3,291,302,491
5.
Name of substantial shareholder
:
Credit Suisse Group AG
6.
Registered office
:
Paradeplatz 8, Zurich, 8001, Switzerland
7.
Principal place of business in Hong Kong
:
N/A
13.
Exchange on which listed
:
Switzerland, ADS in New York
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
30/11/2011
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
02/12/2011
(dd/mm/yyyy)
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
101
205
50,728,301
HKD
0.109
301
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
128,971,462
3.92
Short Position
102,633,457
3.12
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
179,699,763
5.46
Short Position
102,637,457
3.12
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
205
Long position
179,699,763
Short position
102,637,457
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
0
Short position
404,000
404
Long position
2,624,720
Short position
0
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
7,075,493
Short position
412,000
Credit Suisse International
One Cabot Square, London E14 4QJ, England
Credit Suisse Group AG
20.00
Y
Long position
7,075,493
Short position
412,000
Credit Suisse International
One Cabot Square, London E14 4QJ, England
Credit Suisse AG
80.00
Y
Long position
7,075,493
Short position
412,000
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
56,788,462
Short position
55,802,462
Credit Suisse Holdings (USA), Inc.
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse Group AG
43.00
N
Long position
56,788,462
Short position
55,802,462
Credit Suisse Holdings (USA), Inc.
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse AG
57.00
N
Long position
56,788,462
Short position
56,802,462
Credit Suisse (USA), Inc
11 Madison Avenue, New York, NY 10010, USA
Credit Suise Holdings (USA), Inc
100.00
N
Long position
56,788,462
Short position
55,802,462
Credit Suisse Securities (USA) LLC
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse (USA), Inc.
100.00
Y
Long position
56,788,462
Short position
55,802,462
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
2,399,795
Short position
2,624,720
Credit Suisse (Hong Kong) Limited
21/F, Tower 3, Exchange Square, Central, Hong Kong
Credit Suisse AG
100.00
Y
Long position
2,399,795
Short position
2,624,720
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
106,383,539
Short position
43,798,275
Credit Suisse Investments (UK)
One Cabot Square, London E14 4QJ, England
Credit Suisse AG
100.00
N
Long position
106,383,539
Short position
43,798,275
Credit Suisse Investment Holdings (UK)
One Cabot Square, London E14 4QJ, England
Credit Suisse Investments (UK)
100.00
N
Long position
106,383,539
Short position
43,798,275
Credit Suisse Securities (Europe) Limited
One Cabot Square, London E14 4QJ, England
Credit Suisse Investment Holdings (UK)
100.00
Y
Long position
106,383,539
Short position
43,798,275
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
Y
Long position
5,072,474
Short position
0
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
1,980,000
Short position
0
Credit Suisse Asset Management International Holding Ltd
c/o Credit Suisse, Uetibergstrasse 231, Zurich, 8045
Credit Suisse AG
100.00
N
Long position
1,980,000
Short position
0
Credit Suisse Holding Europe (Luxembourg) S.A.
5, rue Jean Monnet, Luxembourg, 2180
Credit Suisse Group AG
0.01
N
Long position
1,980,000
Short position
0
Credit Suisse Holding Europe (Luxembourg) S.A.
5, rue Jean Monnet, Luxembourg, 2180
Credit Suisse Asset Management International Holding Ltd
99.99
N
Long position
1,980,000
Short position
0
MultiConcept Fund Management S.A.
5, rue Jean Monnet, Luxembourg, 2180
Credit Suisse Holding Europe (Luxembourg) S.A.
100.00
Y
Long position
1,980,000
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
02/12/2011
(dd/mm/yyyy)
29.
Number of attachments
:
0