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Form Serial No: |
CS20111207000034 |
| 1.
Name of listed corporation: |
SouthGobi Resources Ltd. |
| 2.
Stock code: |
01878 |
| 3.
Class of shares: |
Common Shares |
| 4.
Number of issued shares in class: |
181,810,859 |
| 5.
Name of substantial shareholder: |
Deutsche Bank Aktiengesellschaft |
| 6.
Registered office: |
Theodor-Heuss-Allee 70, 60486 Frankfurt am Main, Germany |
| 7.
Principal place of business in Hong Kong: |
Deutsche Bank AG, Hong Kong 52/F International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong |
| 13.
Exchange on which listed: |
Deutsche Boerse and New York Stock Exchange |
| 14.
Name of listed parent and exchange on which parent is listed: |
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| 15.
Date of relevant event: |
30/11/2011
(dd/mm/yyyy)
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| 16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
02/12/2011
(dd/mm/yyyy)
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| 17.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
|
After relevant event
|
Highest price per share
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Average price per share
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Average consideration per share
|
Consideration code
|
|
Long position |
101 |
|
201 |
7,978 |
HKD |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 9,082,021 | 4.99 |
| Short Position | 72,139 | 0.04 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 9,089,999 | 5.00 |
| Short Position | 92,575 | 0.05 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Code describing capacity | Number of shares |
| 201 | | Long position | 70,478 | | Short position | 22,461 |
|
| 202 | | Long position | 8,953,621 | | Short position | 0 |
|
| 203 | | Long position | 65,900 | | Short position | 70,114 |
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| 21.
Further information in respect of derivative interests: |
| Code describing derivatives | Number of shares |
| 404 | | Long position | 1,100 | | Short position | 1,000 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| DB Capital Markets (Deutschland) GmbH | Theodor-Henuss-Allee 70, Frankfurt 60488 Germany | Deutsche Bank Aktiengesellschaft | 100.00 | N | | Long position | 8,953,621 | | Short position | 20,200 |
|
| DWS Holding & Service GmbH | Mainzer Landstr. 178-190, 60327 Frankfurt Germany | Deutsche Bank Aktiengesellschaft | 100.00 | N | | Long position | 8,953,621 | | Short position | 20,200 |
|
| DWS Investment GmbH | Mainzer Landstr. 178-190, 60327 Frankfurt | Deutsche Bank Aktiengesellschaft | 100.00 | Y | |
| DB UK PCAM Holdings Limited | 1 Great Winchester Street, Winchester House, London EC2N 2DB | Deutsche Bank Aktiengesellschaft | 100.00 | N | | Long position | 8,953,621 | | Short position | 20,200 |
|
| Deutsche Asset Management Group Limited | One Appold Street, London EC2A 2UU Great Britain | Deutsche Bank Aktiengesellschaft | 100.00 | N | | Long position | 8,953,621 | | Short position | 20,200 |
|
| Deutsche Asset Management (Korea) Company Limited | 33 Seorin-dong, Jongno-gu (19/F Youngpoong Building), Seoul 110-752, South Korea | Deutsche Bank Aktiengesellschaft | 100.00 | Y | |
| DB Capital Markets (Deutschland) GmbH | Theodor-Heuss-Allee 70, 60486 Frankfurt 60486 Germany | Deutsche Bank Aktiengesellschaft | 100.00 | N | | Long position | 8,953,621 | | Short position | 20,200 |
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| Deutsche Asset Management International GmbH | Mainzer Landstr. 178-190, 60327 Frankfurt | Deutsche Bank Aktiengesellschaft | 100.00 | N | |
| Taunus Corporation | 1209 Orange Street, Delaware (DE) , 19805, Wilmington, USA (United States) | Deutsche Bank Aktiengesellschaft | 100.00 | N | | Long position | 8,953,621 | | Short position | 20,200 |
|
| DB U.S. Financial Markets Holding Corporation | 1209 Orange Street, Delaware (DE) , 19805, Wilmington, USA (United States) | Deutsche Bank Aktiengesellschaft | 100.00 | N | | Long position | 8,953,621 | | Short position | 20,200 |
|
| Deutsche Bank Securities Inc | 1209 Orange Street, Delaware (DE) , 19805, Wilmington, USA (United States) | Deutsche Bank Aktiengesellschaft | 100.00 | Y | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 25.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | % |
| Nil | | | |
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| 27.
Date of filing this Form 2: |
06/12/2011
(dd/mm/yyyy)
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| 29.
Number of attachments: |
1 |
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