FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20041203000007
1.
Name of listed corporation
:
TOM Group Ltd.
2.
Stock code
:
02383
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
3,889,997,150
5.
Name of substantial shareholder
:
Lehman Brothers Holdings Inc.
6.
Registered office
:
2711 Centerville Road, Suite 400, Wilmington, Delaware 19808
7.
Principal place of business in Hong Kong
:
N/A
13.
Exchange on which listed
:
NYSE, Pacific Exchange
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
21/07/2004
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
30/11/2004
(dd/mm/yyyy)
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
103
201
2,362,000
HKD
1.840
1.833
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
192,298,233
4.94
Short Position
148,197,417
3.81
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
194,660,233
5.00
Short Position
148,197,417
3.81
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
201
Long position
194,660,233
Short position
148,197,417
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
168,058,820
Short position
4
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Lehman Brothers Finance S.A.
Telstrasse 82, Zurich, CH8021 CHE, Switzerland
Lehman Brothers Holdings Inc.
100.00
Y
Long position
5,593,882
Short position
0
LBCCA Holdings I Inc.
1013 Centre Road, Willington, DE 19805, Delaware
Lehman Brothers Holdings Inc.
100.00
N
Long position
60,966,351
Short position
0
LBCCA Holdings II Inc.
1013 Centre Road, Willington, DE 19805, Delaware
Lehman Brothers Holdings Inc.
100.00
N
Long position
60,966,351
Short position
0
Lehman Brothers Commercial Corporation Asia Limited
Level 38, One Pacific Place, 88 Queensway, Hong Kong
LBCCA Holdings I Inc.
50.00
Y
Long position
60,966,351
Short position
0
Lehman Brothers Commercial Corporation Asia Limited
Level 38, One Pacific Place, 88 Queensway, Hong Kong
LBCCA Holdings II Inc.
50.00
Y
Long position
60,966,351
Short position
0
Lehman Brothers U.K. Holdings (Delaware) Inc.
1013 Centre Road, Willington, DE 19805, Delaware
Lehman Brothers Holdings Inc.
100.00
N
Long position
128,100,000
Short position
144,847,417
Lehman Brothers Spain Holdings Limited
25 Bank Street, London, E14 5LE England, United Kingdom
Lehman Brothers U.K. Holdings (Delaware) Inc.
100.00
N
Long position
128,100,000
Short position
144,847,417
Lehman Brothers Luxembourg Investments Sarl
L-5365 Munsbach (Commune de Schutrange), 7, Parc d'Activite Syrdall, Luxembourg
Lehman Brothers Spain Holdings Limited
100.00
N
Long position
128,100,000
Short position
144,847,417
Lehman Brothers UK Holdings Limited
25 Bank Street, London, E14 5LE England, United Kingdom
Lehman Brothers Luxembourg Investments Sarl
100.00
N
Long position
128,100,000
Short position
144,847,417
Lehman Brothers Holdings Plc
25 Bank Street, London, E14 5LE England, United Kingdom
Lehman Brothers UK Holdings Limited
100.00
N
Long position
128,100,000
Short position
144,847,417
Lehman Brothers International (Europe)
25 Bank Street, London, E14 5LE England, United Kingdom
Lehman Brothers Holdings Plc
100.00
Y
Long position
128,100,000
Short position
144,847,417
Lehman Brothers Inc
Suite 400, Wilmington, Delaware 19808
Lehman Brothers Holdings Inc.
100.00
Y
Long position
0
Short position
3,350,000
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
10/12/2004
(dd/mm/yyyy)
29.
Number of attachments
:
0