表格 2 - 法團大股東通知
表格序號
:
CS20160621000181
1.
上市法團的名稱
:
Bank of China Ltd. - H Shares
2.
股份編號
:
03988
3.
股份類別
:
H Shares
4.
該類別的已發行股份的數目
:
83,622,276,395
5.
大股東的名稱
:
Citigroup Inc.
6.
註冊辦事處
:
399 Park Avenue, New York, 10043, USA
7.
香港主要營業地點
:
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
13.
在哪一家交易所上市
:
NYSE
14.
上市母公司的名稱及該母公司在哪一家交易所上市
:
15.
有關事件的日期
:
16/06/2016
(日 / 月 / 年)
16.
大股東知悉有關事件/股份權益的日期(如在有關事件的日期之後)
:
21/06/2016
(日 / 月 / 年)
17.
有關事件的詳情
:
切合有關情況的有關事件代號
切合以前/現時持有股份的身分的代號
買/賣或涉及的股份數目
交易的貨幣
場內
場外
有關事件之前
有關事件之後
每股的最高價
每股的平均價
每股的平均代價
代價代號
好倉
106
205
205
0
HKD
18.
緊接在有關事件之前的股份總數
:
股份總數
百分率數字(%)
好倉
4,260,940,930
5.09
淡倉
300,235,237
0.35
可供借出的股份
3,939,330,322
4.71
19.
緊接在有關事件之後的股份總數
:
股份總數
百分率數字(%)
好倉
4,362,891,963
5.21
淡倉
310,102,821
0.37
可供借出的股份
4,041,117,772
4.83
20.
以何種身分持有方格19所披露的權益
:
切合身分的代號
股份數目
205
好倉
307,236,191
淡倉
310,102,821
208
好倉
4,041,117,772
淡倉
0
203
好倉
14,538,000
淡倉
0
21.
有關衍生權益的進一步資料
:
切合有關衍生工具的代號
股份數目
401
好倉
3,500,000
淡倉
3,500,000
403
好倉
34,032,767
淡倉
120,570,177
404
好倉
17,772,408
淡倉
18,809,740
22.
有關大股東所控制的法團的權益的進一步資料
:
受控法團的名稱
地址及註冊成立地點
控權股東的姓名或名稱
控制百分率%
直接權益(Y/N)
股份數目
Citigroup Global Markets Hong Kong Limited
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong.
Citigroup Financial Products Inc.
100.00
Y
好倉
34,962,438
淡倉
130,547,180
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets Europe Limited
100.00
Y
好倉
266,629,431
淡倉
90,291,348
Citigroup Global Markets Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Financial Products Inc.
100.00
Y
淡倉
0
Morgan Stanley Smith Barney Holdings LLC
2000 Westchester Avenue Purchase, NY 10577, USA (Delaware)
Citigroup Global Markets Inc.
49.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Financial Products Inc.
100.00
N
好倉
0
淡倉
0
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets (International) Finance AG
0.11
N
好倉
266,629,431
淡倉
90,291,348
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Financial Products Inc.
64.67
N
好倉
266,629,431
淡倉
90,291,348
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets International LLC
35.22
N
好倉
266,629,431
淡倉
90,291,348
Citigroup Global Markets (International) Finance AG
SCHIPFE 2, 8001 Zurich, SWITZERLAND
Citigroup Financial Products Inc.
100.00
N
好倉
270,629,431
淡倉
90,291,348
Citigroup Global Markets International LLC
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Financial Products Inc.
100.00
N
好倉
266,629,431
淡倉
90,291,348
Citigroup Financial Products Inc.
1209 Orange Street, Wilmington, Delaware, 19899, USA
Citigroup Global Markets Holdings Inc.
100.00
N
好倉
305,695,869
淡倉
226,239,266
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Inc.
100.00
N
好倉
305,695,869
淡倉
226,239,266
Citibank N.A.
399 Park Avenue, New York, NY 10043 , USA
Citicorp Holdings Inc.
100.00
Y
好倉
4,054,176,976
淡倉
83,863,555
Citicorp Holdings Inc.
399 Park Avenue, New York, NY 10043 , USA
Citigroup Inc.
100.00
N
好倉
4,057,196,094
淡倉
83,863,555
Citigroup Alternative Investments LLC
399 Park Avenue, New York, NY 10043 , USA
Citigroup Investments Inc.
100.00
Y
好倉
0
淡倉
0
Citigroup Investments Inc.
399 Park Avenue, New York, NY 10043 , USA
Citigroup Inc.
100.00
N
好倉
0
淡倉
0
Automated Trading Desk Financial Services, LLC
11 E Wall Street, Mt. Pleasant, SC 29464, USA
Automated Trading Desk, LLC
100.00
Y
好倉
0
淡倉
0
Automated Trading Desk, LLC
11 E Wall Street, Mt. Pleasant, SC 29464, USA
Automated Trading Desk Holdings, Inc.
100.00
N
好倉
0
淡倉
0
Automated Trading Desk Holdings, Inc.
11 E Wall Street, Mt. Pleasant, SC 29464, USA
Citigroup Acquisition LLC
100.00
N
好倉
0
淡倉
0
Citigroup Acquisition LLC
New York, USA
Citigroup Financial Products Inc.
100.00
N
好倉
0
淡倉
0
Citigroup Trust - Delaware, National Association
824 Market Street, Suite 210, Wilmington, Delaware 19801, USA
Citibank N.A.
100.00
Y
好倉
30,000
淡倉
0
Citicorp Trust, National Association
241 Royal Palm Way, Palm Beach, FL, 33480
Citibank N.A.
100.00
Y
好倉
0
淡倉
0
Citicorp Trust South Dakota
1300 West 57th Street, Suite G100 Sioux Falls, SD57108
Citibank N.A.
100.00
Y
好倉
0
淡倉
0
Citibank N.A.
399 Park Avenue, New York, NY 10043 , USA
Citicorp Holdings Inc.
100.00
N
好倉
3,019,118
淡倉
0
Citigroup Global Markets Asia Limited
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Hong Kong Holdings Ltd
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Hong Kong Holdings Limited
50th Floor, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
好倉
4,000,000
淡倉
0
Citigroup Global Markets Overseas Finance Limited
PO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman Islands
Citigroup Global Markets (International) Finance AG
51.86
N
好倉
4,000,000
淡倉
0
Citigroup Global Markets Overseas Finance Limited
PO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman Islands
Citigroup Global Markets Switzerland Holding GmbH
48.14
N
好倉
4,000,000
淡倉
0
Citigroup Global Markets Switzerland Holding GmbH
Schipfe 2, 8001, Zurich, Switzerland
Citigroup Financial Products Inc.
100.00
N
好倉
4,000,000
淡倉
0
Cititrust (Bahamas) Limited
110 Thompson Boulevard, Nassau, Bahamas
Citigroup Participation Luxembourg Limited
100.00
Y
好倉
2,824,118
淡倉
0
Citigroup Participation Luxembourg Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup International Luxembourg Limited
100.00
N
好倉
2,824,118
淡倉
0
Citigroup International Luxembourg Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Overseas Investments Bahamas Inc.
100.00
N
好倉
2,824,118
淡倉
0
Citigroup Overseas Investments Bahamas Inc.
In Care Of: Cititrust (Bahamas), Limited; 110 Thompson Boulevard, Nassau, Bahamas
Citibank Overseas Investment Corporation
100.00
N
好倉
2,824,118
淡倉
0
Citibank Overseas Investment Corporation
One Penn's Way, New Castle, DE 19720,United States
Citibank N.A.
100.00
N
好倉
2,989,118
淡倉
0
Cititrust (Switzerland) Limited
quai du General-Guisan 16, 1204 Geneve
Citigroup Participation Luxembourg Limited
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Deutschland AG
Reuterweg 16, Frankfurt am Main, D-60323, Germany
Citigroup Global Markets Finance Corporation & Co. beschrankt haftende KG
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Finance Corporation & Co. beschrankt haftende KG
Reuterweg 16, Frankfurt am Main, D-60323, Germany
Citigroup Global Markets International LLC
100.00
N
好倉
0
淡倉
0
Citigroup Derivatives Markets Inc.
130 Cheshire Ln Ste 202, Hopkins, MN, 55305 United States
Citigroup Financial Products Inc.
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Europe Limited
CITIGROUP CENTRE , CANADA SQUARE,CANARY WHARD, LONDON E14 5LB
Citigroup Global Markets Europe Finance Limited
0.27
N
好倉
0
淡倉
0
Citigroup Global Markets Europe Finance Limited
CITIGROUP CENTRE , CANADA SQUARE,CANARY WHARD, LONDON E14 5LB
Citigroup Global Markets Switzerland Holding GmbH
100.00
N
好倉
0
淡倉
0
Citigroup Global Markets Switzerland Holding GmbH
C/O Reichlin & Hess, Hofstrasse 1a, 6300, Zug, Switzerland
Citigroup Financial Products Inc.
100.00
N
好倉
10,400
淡倉
0
Citigroup First Investment Management Limited
50/F Citibank Plaza, Citibank Tower, central,Hong Kong
Citigroup Global Markets Hong Kong Holdings Limited
100.00
Y
好倉
4,000,000
淡倉
0
Cititrust Jersey Limited
38 Esplanade St. Helier Jersey, JE4 8ZT Channel Islands
Citibank Overseas Investment Corporation
100.00
Y
好倉
165,000
淡倉
0
Citibank (Switzerland) AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citicorp Banking Corporation
100.00
Y
好倉
104,000
淡倉
0
Citigroup Global Markets Funding Luxembourg SCA
Luxembourg, Luxembourg
Citigroup Global Markets Holdings Inc.
100.00
Y
好倉
0
淡倉
5,400,738
23.
有關由大股東與另一人共同持有的權益的進一步資料
:
聯合股東的姓名或名稱
地址
股份數目
無
24.
來自受託人、信託受益人、或酌情信託的成立人的進一步資料
:
信託的名稱
地址
身分代號
股份數目
無
25.
來自第317條所指的協議的一方的進一步資料
:
其他方的姓名或名稱
地址
股份數目
無
根據第317及318條,大股東持有權益的股份總數
:
26.
大股東或其董事慣於按照其指令行事的人士的詳情
:
姓名
地址
關係代號
百分率(%)
無
27.
將本表格2送交存檔的日期
:
21/06/2016
(日 / 月 / 年)
29.
附頁的張數
: