FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20160624000260
1.
Name of listed corporation
:
China Minsheng Banking Corp., Ltd. - H Shares
2.
Stock code
:
01988
3.
Class of shares
:
H Shares
4.
Number of issued shares in class
:
6,933,579,408
5.
Name of substantial shareholder
:
The Goldman Sachs Group, Inc.
6.
Registered office
:
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
7.
Principal place of business in Hong Kong
:
Nil
13.
Exchange on which listed
:
New York Stock Exchange
14.
Name of listed parent and exchange on which parent is listed
:
Nil
15.
Date of relevant event
:
21/06/2016
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
103
205
65,000,000
HKD
0.955
301
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
757,814,355
10.93
Short Position
644,474,740
9.29
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
692,814,355
9.99
Short Position
644,474,740
9.29
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
205
Long position
692,814,355
Short position
644,474,740
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
1,412,500
Short position
104,125,000
402
Long position
0
Short position
330,000
403
Long position
130,496,800
Short position
444,228,414
404
Long position
360,965,606
Short position
4,205,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Goldman Sachs (UK) L.L.C.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
The Goldman Sachs Group, Inc.
100.00
N
Long position
654,134,363
Short position
526,392,964
Goldman Sachs Group UK Limited
Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR
Goldman Sachs (UK) L.L.C.
97.24
N
Long position
654,134,363
Short position
526,392,964
Goldman Sachs International
Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR
Goldman Sachs Group UK Limited
100.00
Y
Long position
654,134,363
Short position
526,392,964
Goldman, Sachs & Co.
200 West Street, New York, 10282, USA
The Goldman Sachs Group, Inc.
99.76
Y
Long position
740
Short position
5,184,906
The Goldman, Sachs & Co. L.L.C.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
The Goldman Sachs Group, Inc.
100.00
N
Long position
740
Short position
5,184,906
Goldman, Sachs & Co.
200 West Street, New York, 10282, USA
The Goldman, Sachs & Co. L.L.C.
0.24
Y
Long position
740
Short position
5,184,906
GS India Holdings (Delaware) L.L.C.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
The Goldman Sachs Group, Inc.
100.00
N
Long position
36,496,616
Short position
112,896,870
Goldman Sachs (Cayman) Holding Company
P.O. Box 309, Ugland House, South Church Street, George Town KY1-1104, Cayman Islands
The Goldman Sachs Group, Inc.
97.00
N
Long position
36,496,616
Short position
112,896,870
Goldman Sachs (Asia) Corporate Holdings L.P.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
GS India Holdings (Delaware) L.L.C.
0.00
N
Long position
36,496,616
Short position
112,896,870
Goldman Sachs (Asia) Corporate Holdings L.P.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
Goldman Sachs (Cayman) Holding Company
60.26
N
Long position
36,496,616
Short position
112,896,870
Goldman Sachs Holdings (Hong Kong) Limited
68th Floor, 2 Queen's Road, Central, Hong Kong
Goldman Sachs (Asia) Corporate Holdings L.P.
100.00
N
Long position
36,496,616
Short position
112,896,870
Goldman Sachs (Asia) Finance
Level 3, Alexander House, 35 Cybercity, Ebene, Mauritius
Goldman Sachs Holdings (Hong Kong) Limited
100.00
Y
Long position
36,496,616
Short position
112,896,870
Goldman Sachs Asset Management, L.P.
Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, USA
GSAM Holdings L.L.C.
99.00
Y
Long position
2,182,636
Short position
0
GSAM Holdings L.L.C.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
The Goldman Sachs Group, Inc.
100.00
N
Long position
2,182,636
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
24/06/2016
(dd/mm/yyyy)
29.
Number of attachments
: