表格 2 - 法團大股東通知
表格序號
:
CS20160729000216
1.
上市法團的名稱
:
Industrial and Commercial Bank of China Ltd. - H Shares
2.
股份編號
:
01398
3.
股份類別
:
H Shares
4.
該類別的已發行股份的數目
:
86,794,044,550
5.
大股東的名稱
:
Citigroup Inc.
6.
註冊辦事處
:
399 Park Avenue, New York, 10043, USA
7.
香港主要營業地點
:
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
13.
在哪一家交易所上市
:
NYSE
14.
上市母公司的名稱及該母公司在哪一家交易所上市
:
15.
有關事件的日期
:
26/07/2016
(日 / 月 / 年)
16.
大股東知悉有關事件/股份權益的日期(如在有關事件的日期之後)
:
17.
有關事件的詳情
:
切合有關情況的有關事件代號
切合以前/現時持有股份的身分的代號
買/賣或涉及的股份數目
交易的貨幣
場內
場外
有關事件之前
有關事件之後
每股的最高價
每股的平均價
每股的平均代價
代價代號
好倉
101
214
20,371,510
HKD
18.
緊接在有關事件之前的股份總數
:
股份總數
百分率數字(%)
好倉
4,325,937,647
4.98
淡倉
188,023,458
0.22
可供借出的股份
4,104,683,814
4.73
19.
緊接在有關事件之後的股份總數
:
股份總數
百分率數字(%)
好倉
4,346,309,157
5.01
淡倉
190,711,370
0.22
可供借出的股份
4,117,803,014
4.74
20.
以何種身分持有方格19所披露的權益
:
切合身分的代號
股份數目
205
好倉
228,506,143
淡倉
190,711,370
208
好倉
4,117,803,014
淡倉
0
21.
有關衍生權益的進一步資料
:
切合有關衍生工具的代號
股份數目
403
好倉
27,988,206
淡倉
73,301,298
404
好倉
13,629,317
淡倉
11,781,844
22.
有關大股東所控制的法團的權益的進一步資料
:
受控法團的名稱
地址及註冊成立地點
控權股東的姓名或名稱
控制百分率%
直接權益(Y/N)
股份數目
Citigroup Global Markets Hong Kong Limited
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong.
Citigroup Financial Products Inc.
100.00
Y
好倉
38,355,814
淡倉
72,263,923
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets Europe Limited
100.00
Y
好倉
172,494,328
淡倉
76,649,739
Citigroup Global Markets Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Financial Products Inc.
100.00
Y
好倉
4,820
淡倉
0
Morgan Stanley Smith Barney Holdings LLC
2000 Westchester Avenue Purchase, NY 10577, USA (Delaware)
Citigroup Global Markets Inc.
49.00
Y
好倉
0
淡倉
0
Citibank N.A.
399 Park Avenue, New York, NY 10043 , USA
Citicorp Holdings Inc.
100.00
Y
好倉
0
淡倉
0
Citigroup Alternative Investments LLC
399 Park Avenue, New York, NY 10043 , USA
Citigroup Investments Inc.
100.00
Y
好倉
0
淡倉
0
Automated Trading Desk Financial Services, LLC
11 E Wall Street, Mt. Pleasant, SC 29464, USA
Automated Trading Desk, LLC
100.00
Y
好倉
0
淡倉
0
Citigroup Trust - Delaware, National Association
824 Market Street, Suite 210, Wilmington, Delaware 19801, USA
Citibank N.A.
100.00
Y
好倉
0
淡倉
0
Citicorp Trust, National Association
241 Royal Palm Way, Palm Beach, FL, 33480
Citibank N.A.
100.00
Y
好倉
0
淡倉
0
Citicorp Trust South Dakota
1300 West 57th Street, Suite G100 Sioux Falls, SD57108
Citibank N.A.
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Asia Limited
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Hong Kong Holdings Ltd
100.00
Y
好倉
0
淡倉
0
Cititrust (Bahamas) Limited
110 Thompson Boulevard, Nassau, Bahamas
Citigroup Participation Luxembourg Limited
100.00
Y
好倉
1,302,182
淡倉
0
Cititrust (Switzerland) Limited
Quai du General-Guisan 16, 1204 Geneve
Citigroup Participation Luxembourg Limited
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Deutschland AG
Reuterweg 16, Frankfurt am Main, D-60323, Germany
Citigroup Global MarketsFinance Corporation & Co. beschrankt haftende KG
100.00
Y
好倉
0
淡倉
2,024,159
Citigroup Derivatives Markets Inc.
130 Cheshire Ln Ste 202, Hopkins, MN, 55305 United States
Citigroup FinancialProducts Inc.
100.00
Y
好倉
0
淡倉
0
Citigroup First Investment Management Limited
50/F Citibank Plaza, Citibank Tower, central,Hong Kong
Citigroup Global Markets Hong Kong Holdings Ltd
100.00
Y
好倉
7,868,000
淡倉
0
Cititrust Jersey Limited
38 Esplanade St. Helier Jersey, JE4 8ZT Channel Islands
Citibank Overseas Investment Corporation
100.00
Y
好倉
0
淡倉
0
Citibank (Switzerland) AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citicorp Banking Corporation
100.00
Y
好倉
46,000
淡倉
0
Citigroup Global Markets Funding Luxembourg SCA
Luxembourg, Luxembourg
Citigroup Global Markets Holdings Inc.
100.00
Y
好倉
0
淡倉
0
Impulsora de Fondos Banamex S.A. de C.V.
Paseo de la Reforma 398, Mexico City, DF 06600, Mexico
Acciones y Valores, S.A. de C.V.
100.00
Y
好倉
0
淡倉
0
Acciones y Valores, S.A. de C.V.
REFORM 398, COL. JUAREZ, Mexico City, DF 06600, Mexico
Grupo Financiero Banamex, S.A. de C.V.
100.00
Y
好倉
0
淡倉
0
Citigroup Financial Products Inc.
1209 Orange Street, Wilmington, Delaware, 19899, USA
Citigroup Global Markets Holdings Inc.
100.00
N
好倉
46,228,634
淡倉
72,263,923
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Inc.
100.00
N
好倉
218,722,962
淡倉
148,913,662
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets (International) Finance AG
0.11
N
好倉
172,494,328
淡倉
76,649,739
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Financial Products Inc.
64.67
N
好倉
172,494,328
淡倉
76,649,739
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets International LLC
35.22
N
好倉
172,494,328
淡倉
76,649,739
Citigroup Global Markets (International) Finance AG
SCHIPFE 2, 8001 Zurich, SWITZERLAND
Citigroup Financial Products Inc.
100.00
N
好倉
17,038,182
淡倉
2,024,159
Citigroup Global Markets International LLC
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Financial Products Inc.
100.00
N
好倉
0
淡倉
0
Citigroup Global Markets Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Financial Products Inc.
100.00
N
好倉
0
淡倉
0
Citicorp Holdings Inc.
399 Park Avenue, New York, NY 10043 , USA
Citigroup Inc.
100.00
N
好倉
4,127,540,195
淡倉
41,797,708
Citigroup Investments Inc.
399 Park Avenue, New York, NY 10043 , USA
Citigroup Inc.
100.00
N
好倉
0
淡倉
0
Automated Trading Desk, LLC
11 E Wall Street, Mt. Pleasant, SC 29464, USA
Automated Trading Desk Holdings, Inc.
100.00
N
好倉
0
淡倉
0
Automated Trading Desk Holdings, Inc.
11 E Wall Street, Mt. Pleasant, SC 29464, USA
Citigroup Acquisition LLC
100.00
N
好倉
0
淡倉
0
Citigroup Acquisition LLC
New York, USA
Citigroup Financial Products Inc.
100.00
N
好倉
0
淡倉
0
Citibank N.A.
399 Park Avenue, New York, NY 10043 , USA
Citicorp Holdings Inc.
100.00
N
好倉
1,302,182
淡倉
2,024,159
Citigroup Global Markets Hong Kong Holdings Ltd
50th Floor, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
好倉
7,868,000
淡倉
0
Citigroup Global Markets Overseas Finance Limited
PO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman Islands
Citigroup Global Markets (International) Finance AG
51.86
N
好倉
17,038,182
淡倉
2,024,159
Citigroup Global Markets Overseas Finance Limited
PO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman Islands
Citigroup Global Markets Switzerland Holding GmbH
48.14
N
好倉
7,868,000
淡倉
0
Citigroup Global Markets Switzerland Holding GmbH
C/O Reichlin & Hess, Hofstrasse 1a, 6300, Zug, Switzerland
Citigroup Financial Products Inc.
100.00
N
好倉
7,868,000
淡倉
0
Citigroup Participation Luxembourg Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup International Luxembourg Limited
100.00
N
好倉
1,302,182
淡倉
0
Citigroup International Luxembourg Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Overseas Investments Bahamas Inc.
100.00
N
好倉
1,302,182
淡倉
0
Citigroup Overseas Investments Bahamas Inc.
In Care Of: Cititrust (Bahamas), Limited; 110 Thompson Boulevard, Nassau, Bahamas
Citibank Overseas Investment Corporation
100.00
N
好倉
1,302,182
淡倉
0
Citibank Overseas Investment Corporation
One Penn's Way, New Castle, DE 19720,United States
Citibank N.A.
100.00
N
好倉
1,302,182
淡倉
2,024,159
Citigroup Global Markets Hong Kong Holdings Limited
50th Floor, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
好倉
9,170,182
淡倉
2,024,159
Grupo Financiero Banamex, S.A. de C.V.
Isabel la Catolica n°44, Colonia Centro, Delegacion Cuauhtemoc, Mexico City, DF 06000, Mexico
Citicorp (Mexico) Holdings LLC
100.00
N
好倉
0
淡倉
0
Citicorp (Mexico) Holdings LLC
One Penn's Way, New Castle, DE 19720, United States
NAMGK Mexico Holding, S. de R.L. de C.V.
100.00
N
好倉
0
淡倉
0
NAMGK Mexico Holding, S. de R.L. de C.V.
MORAS # 850, COL. ACACIAS, MEXICO CITY O5 03240
Citigroup Capital Partners Mexico, S. de R.L. de C.V.
100.00
N
好倉
0
淡倉
0
Citigroup Capital Partners Mexico, S. de R.L. de C.V.
MORAS # 850, COL. ACACIAS, MEXICO DISTRITO FEDERAL, DEL. BENITO JUAREZ, O5 03240
Citicorp Global Holdings, Inc.
100.00
N
好倉
0
淡倉
0
Citicorp Global Holdings, Inc.
One Penn's Way, New Castle, DE 19720, United States
Citicorp Banking Corporation
100.00
N
好倉
0
淡倉
0
Citicorp Banking Corporation
One Penn's Way, New Castle, DE 19720, United States
Citigroup Inc.
100.00
N
好倉
46,000
淡倉
0
Citigroup Global MarketsFinance Corporation & Co. beschrankt haftende KG
Kasernenstrasse 12, Duesseldorf, 40213, Germany
Citigroup Global Markets Finance LLC
100.00
N
好倉
0
淡倉
2,024,159
Citigroup Global Markets Finance LLC
1209 Orange Street, Wilmington, DE 19801, United States
Citigroup Overseas Investments Bahamas Inc.
100.00
N
好倉
0
淡倉
2,024,159
Acciones y Valores, S.A. de C.V.
REFORM 398, COL. JUAREZ, Mexico City, DF 06600, Mexico
Grupo Financiero Banamex, S.A. de C.V.
100.00
N
好倉
0
淡倉
0
Citibank N.A.
399 Park Avenue, New York, NY 10043 , USA
Citicorp Holdings Inc.
100.00
Y
好倉
4,126,238,013
淡倉
39,773,549
Citibank Canada
123 Front Street West, Citigroup Place, Suite 1900Toronto, ON M5J 2M3, Canada
Citibank Overseas Investment Corporation
100.00
Y
好倉
0
淡倉
0
Citigroup Trust - Delaware, National Association
824 Market Street, Suite 210, Wilmington, Delaware 19801, USA
Citibank N.A.
100.00
Y
好倉
0
淡倉
0
23.
有關由大股東與另一人共同持有的權益的進一步資料
:
聯合股東的姓名或名稱
地址
股份數目
無
24.
來自受託人、信託受益人、或酌情信託的成立人的進一步資料
:
信託的名稱
地址
身分代號
股份數目
無
25.
來自第317條所指的協議的一方的進一步資料
:
其他方的姓名或名稱
地址
股份數目
無
根據第317及318條,大股東持有權益的股份總數
:
26.
大股東或其董事慣於按照其指令行事的人士的詳情
:
姓名
地址
關係代號
百分率(%)
無
27.
將本表格2送交存檔的日期
:
29/07/2016
(日 / 月 / 年)
29.
附頁的張數
: