FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20170317000181
1.
Name of listed corporation
:
LUZHENG FUTURES Co. Ltd. - H shares
2.
Stock code
:
01461
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
277,090,000
5.
Name of substantial shareholder
:
Farallon Capital Management, L.L.C.
6.
Registered office
:
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111
7.
Principal place of business in Hong Kong
:
N/A
13.
Exchange on which listed
:
N/A
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
15/03/2017
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
103
202
202
499,000
HKD
1.750
1.743
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
44,307,967
15.99
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
44,806,967
16.17
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
202
Long position
44,806,967
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
Nil
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Dazbog Holdings AA Limited
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cyprus]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
1,051,100
Dazbog Holdings AFC Limited
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cyprus]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
8,292,100
Dazbog Holdings BFC Limited
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cyprus]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
9,393,300
Dazbog Holdings CFC Limited
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cyprus]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
2,022,200
Dazbog Holdings EFC Limited
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cyprus]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
12,392,000
Dazbog Holdings F5 Limited
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cyprus]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
259,567
Dazbog Holdings HFC Limited
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cyprus]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
828,400
Dazbog Holdings MFC Limited
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cyprus]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
1,709,400
Dazbog Holdings B5 Limited
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cyprus]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
762,700
Dazbog Holdings VFC Limited
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cyprus]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
542,100
Farallon Capital Offshore Investors II, L.P.
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cayman, B.W.I.]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
4,661,500
Farallon Capital F5 Master I, L.P.
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cayman, B.W.I.]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
377,500
Noonday Offshore, Inc.
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Cayman, B.W.I.]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
213,000
Farallon Capital Partners, L.P.
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [California, USA]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
782,500
Farallon Capital AA Investors, L.P.
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Delaware, USA]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
92,900
Farallon Capital Institutional Partners, L.P.
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [California, USA]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
948,100
Farallon Capital Institutional Partners II, L.P.
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [California, USA]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
155,300
Farallon Capital (AM) Investors, L.P.
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Delaware, USA]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
67,400
Farallon Capital Institutional Partners III, L.P.
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Delaware, USA]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
183,200
Farallon Capital Institutional Partners V, L.P.
One Maritime Plaza, Suite 2100, San Francisco, California, USA 94111 [Delaware, USA]
Farallon Capital Management, L.L.C. as Investment Advisor
100.00
Y
Long position
72,700
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
17/03/2017
(dd/mm/yyyy)
29.
Number of attachments
:
0