FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20170706E00024
1.
Date of relevant event
:
04/07/2017
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
04/07/2017
(dd/mm/yyyy)
3.
Stock code
:
00023
4.
Name of listed corporation
:
Bank of East Asia, Ltd., The
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
2,723,797,736
7.
Name of substantial shareholder
:
ELLIOTT CAPITAL ADVISORS, L.P.
8.
Registered office
:
1209 Orange Street, Wilmington, DE, County of New Castle
9.
Principal place of business in Hong Kong
:
N.A.
15.
Exchange on which listed
:
N.A.
16.
Name of listed parent and exchange on which parent is listed
:
N.A.
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1101
The percentage level of your interest in the shares has increased because:
you purchased the shares
2201
Interest of corporation controlled by you
237,800
HKD
32.8000
32.5690
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
217,842,942
7.99
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
218,080,742
8.00
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
218,080,742
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
ELLIOTT ASSOCIATES, L.P
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, DE County of New Castle, Delaware, U.S.A. (U.S.A)
ELLIOTT CAPITAL ADVISORS L.P.
100.00
N
Long position
20,036,000
LIVERPOOL ASSOCIATES, LTD
Appleby Corporate Services (Bermuda) Ltd., Canon's Court, 22 Victoria Street, Hamilton, HM 12, Bermuda (Bermuda)
ELLIOTT ASSOCIATES, L.P.
100.00
N
Long position
20,035,600
THE LIVERPOOL LIMITED PARTNERSHIP
Appleby Corporate Services (Bermuda) Ltd., Canon's Court, 22 Victoria Street, Hamilton, HM 12, Bermuda (Bermuda)
LIVERPOOL ASSOCIATES, LTD
100.00
Y
Long position
20,035,600
HAMBLEDON, INC
c/o Maples & Calder, P.O. Box 309, Ugland House, South Church Street, George Town, Cayman Islands (Cayman Islands)
ELLIOTT CAPITAL ADVISORS, L.P.
100.00
N
Long position
198,044,742
ELLIOTT INTERNATIONAL, L.P.
c/o Maples & Calder, P.O. Box 309, Ugland House, South Church Street, George Town, Cayman Islands (Cayman Islands)
HAMBLEDON, INC.
100.00
Y
Long position
198,044,142
ELLIOTT INTERNATIONAL, L.P.
c/o Maples & Calder, P.O. Box 309, Ugland House, South Church Street, George Town, Cayman Islands (Cayman Islands)
HAMBLEDON, INC.
100.00
N
Long position
600
ARTAN INVESTMENTS LTD
c/o Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
ELLIOTT ASSOCIATES, L.P.
100.00
Y
Long position
200
FRASCO INVESTMENTS LTD
c/o Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
ELLIOTT ASSOCIATES, L.P.
100.00
Y
Long position
200
MILTON INVESTMENTS LTD
c/o Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
ELLIOTT INTERNATIONAL, L.P.
100.00
Y
Long position
200
PARLAN INVESTMENTS LTD
c/o Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
ELLIOTT INTERNATIONAL, L.P.
100.00
Y
Long position
200
TREVET INVESTMENTS LTD
c/o Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
ELLIOTT INTERNATIONAL, L.P.
100.00
Y
Long position
200
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
PAUL SINGER
Addresses of individuals are not displayed.
6106
Other
100.00
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
0
Date of filing this Form 2
:
06/07/2017
(dd/mm/yyyy)