| |
|
Form Serial Number: |
CS20170803E00045 |
| 1.
Date of relevant event: |
31/07/2017
(dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
01658 |
| 4.
Name of listed corporation: |
Postal Savings Bank of China Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
19,856,167,000 |
| 7.
Name of substantial shareholder: |
UBS Group AG |
| 8.
Registered office: |
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND |
| 9.
Principal place of business in Hong Kong: |
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG |
| 15.
Exchange on which listed: |
SIX Swiss Exchange AG |
| 16.
Name of listed parent and exchange on which parent is listed: |
|
|
| 17.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
|
Long position |
| 11031 | The percentage level of your interest in the shares has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares |
|
|
| 2201 | Interest of corporation controlled by you |
|
114,906,225 |
HKD |
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 5,101,742,302 | 25.69 |
| Short position | 3,362,742,867 | 16.94 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 5,216,648,527 | 26.27 |
| Short position | 3,362,745,366 | 16.94 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2106 | Person having a security interest in shares |
| | Long position | 1,681,442,944 | | Short position | 0 |
|
| 2201 | Interest of corporation controlled by you |
| | Long position | 3,535,205,583 | | Short position | 3,362,745,366 |
|
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4101 | Listed derivatives - Physically settled |
| | Long position | 117,067,646 | | Short position | 4,902 |
|
| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 0 | | Short position | 3,347,201,000 |
|
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 0 | | Short position | 13,105,464 |
|
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| UBS AG | Bahnhofstrasse 45, 8001 Zürich, Switzerland | UBS Group AG | 100.00 | Y | | Long position | 3,455,057,883 | | Short position | 3,360,272,366 |
|
| UBS Asset Management (Hong Kong) Ltd | 45-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong | UBS Group AG | 100.00 | Y | | Long position | 0 | | Short position | 2,434,000 |
|
| UBS Asset Management (Japan) Ltd | Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan | UBS Group AG | 100.00 | Y | | Long position | 3,072,604 | | Short position | 0 |
|
| UBS Asset Management Trust Company | Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield 62703, USA | UBS Group AG | 100.00 | Y | | Long position | 161,000 | | Short position | 0 |
|
| UBS Asset Management (UK) Limited | 21 Lombard Street, London EC3V9AH, United Kingdom | UBS Group AG | 100.00 | Y | | Long position | 99,000 | | Short position | 0 |
|
| UBS Fund Management (Luxembourg) S.A. | 33A avenue J.F. Kennedy, Luxembourg | UBS Group AG | 100.00 | Y | | Long position | 72,764,845 | | Short position | 0 |
|
| UBS Third Party Management Company S.A. | 33A avenue J.F. Kennedy, Luxembourg | UBS Group AG | 100.00 | Y | | Long position | 4,050,251 | | Short position | 0 |
|
| UBS O'Connor Limited | 21 Lombard Street, London EC3V9AH, United Kingdom | UBS Group AG | 100.00 | Y | | Long position | 0 | | Short position | 39,000 |
|
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
|
| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
|
|
| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| | | |
|
| |
| 27.
Supplementary information: |
|
| 28.
Log/Serial Number of the previous form: |
|
| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 2: |
03/08/2017
(dd/mm/yyyy)
|
|
|
|
|