FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20170907E00069 
1. Date of relevant event: 04/09/2017
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 06/09/2017
(dd/mm/yyyy)
3. Stock code: 01101
4. Name of listed corporation: China Huarong Energy Co. Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 2,188,591,507
7. Name of substantial shareholder: Credit Suisse Group AG 
8. Registered office: Paradeplatz 8 , Zurich , 8001, Switzerland
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: Switzerland, ADS in New York
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1205The percentage level of your interest in the shares has reduced because:
you ceased to have a security interest in the shares
2201Interest of corporation controlled by you
 6,773,152 HKD 0.3770 0.3770
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position198,171,4359.05
Short position3,944,3180.18
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position191,398,2838.75
Short position1,257,1660.06
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position191,398,283
Short position1,257,166

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4103Listed derivatives - Convertible instruments
Long position190,000,000
4106Unlisted derivatives - Cash settled
Long position88,000
Short position89,100
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position190,333,100
Short position200,000
Credit Suisse (Hong Kong) Limited6th Floor, Alexandra House,18 Chater Road, Central,Hong KongCredit Suisse AG100.00Y
Long position190,333,100
Short position200,000
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position1,900
Short position0
Credit Suisse InternationalOne Cabot Square, London E14 4QJ, EnglandCredit Suisse Group AG20.00Y
Long position1,900
Short position0
Credit Suisse InternationalOne Cabot Square, London E14 4QJ, EnglandCredit Suisse AG80.00Y
Long position1,900
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position1,063,283
Short position1,057,166
Credit Suisse Investments (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse AG100.00N
Long position1,063,283
Short position1,057,166
Credit Suisse Investment Holdings (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse Investments (UK)100.00N
Long position1,063,283
Short position1,057,166
Credit Suisse Securities (Europe) LimitedOne Cabot Square, London E14 4QJ, EnglandCredit Suisse Investments Holdings (UK)100.00Y
Long position1,063,283
Short position1,057,166

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 07/09/2017
(dd/mm/yyyy)