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Form Serial Number: |
CS20170907E00075 |
| 1.
Date of relevant event: |
04/09/2017
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01658 |
| 4.
Name of listed corporation: |
Postal Savings Bank of China Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
19,856,167,000 |
| 7.
Name of substantial shareholder: |
UBS Group AG |
| 8.
Registered office: |
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND |
| 9.
Principal place of business in Hong Kong: |
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG |
| 15.
Exchange on which listed: |
SIX Swiss Exchange AG |
| 16.
Name of listed parent and exchange on which parent is listed: |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
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| Short position |
| 15014 | You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because:
expiry or cancellation without exercise of equity derivatives under which (choose one):
you are under an obligation to pay another person an amount if the price of the underlying shares is above a certain level |
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| 2201 | Interest of corporation controlled by you |
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2,023,321 |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 5,199,930,117 | 26.19 |
| Short position | 3,377,566,839 | 17.01 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 5,201,256,963 | 26.19 |
| Short position | 3,375,543,518 | 16.99 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2106 | Person having a security interest in shares |
| | Long position | 1,661,522,467 | | Short position | 0 |
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| 2201 | Interest of corporation controlled by you |
| | Long position | 3,539,734,496 | | Short position | 3,375,543,518 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4101 | Listed derivatives - Physically settled |
| | Long position | 91,611,253 | | Short position | 20,803 |
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| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 0 | | Short position | 3,363,871,000 |
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| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 0 | | Short position | 11,651,715 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| UBS AG | Bahnhofstrasse 45, 8001 Zürich, Switzerland | UBS Group AG | 100.00 | Y | | Long position | 3,459,586,796 | | Short position | 3,375,543,518 |
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| UBS Asset Management (Japan) Ltd | Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan | UBS Group AG | 100.00 | Y | | Long position | 3,072,604 | | Short position | 0 |
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| UBS Asset Management Trust Company | Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield 62703, USA | UBS Group AG | 100.00 | Y | | Long position | 161,000 | | Short position | 0 |
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| UBS Asset Management (UK) Limited | 21 Lombard Street, London EC3V9AH, United Kingdom | UBS Group AG | 100.00 | Y | | Long position | 99,000 | | Short position | 0 |
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| UBS Fund Management (Luxembourg) S.A. | 33A avenue J.F. Kennedy, Luxembourg | UBS Group AG | 100.00 | Y | | Long position | 72,764,845 | | Short position | 0 |
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| UBS Third Party Management Company S.A. | 33A avenue J.F. Kennedy, Luxembourg | UBS Group AG | 100.00 | Y | | Long position | 4,050,251 | | Short position | 0 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
07/09/2017
(dd/mm/yyyy)
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