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Form Serial Number: |
CS20170927E00215 |
| 1.
Date of relevant event: |
15/09/2017
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
26/09/2017
(dd/mm/yyyy)
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| 3.
Stock code: |
01355 |
| 4.
Name of listed corporation: |
朸濬國際集團控股有限公司 |
| 5.
Class of shares: |
Others |
| 6.
Number of issued shares in class: |
429,438,978 |
| 7.
Name of substantial shareholder: |
Sheng Yuan Asset Management Limited |
| 8.
Registered office: |
Suites 4302, 43/F, Tower 1, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong |
| 9.
Principal place of business in Hong Kong: |
Suites 4302, 43/F, Tower 1, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong |
| 15.
Exchange on which listed: |
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| 16.
Name of listed parent and exchange on which parent is listed: |
Sheng Yuan Holdings Limited; Hong Kong Stock Exchange |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 1303 | There has been a change in nature of your interest in the shares because:
you have exercised rights to the shares under equity derivatives |
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35,913,978 |
HKD |
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0.9300 |
| 3103 | Surrender of rights to shares/debentures |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 53,978,494 | 12.57 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 18,064,516 | 4.21 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4107 | Unlisted derivatives - Convertible instruments |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
股份類別 - 其他: 可換股債劵(Convertible Bond); Sheng Yuan Asset Management Limited 於2016年6月14日持有 朸濬國際(1355.HK) 的可換股債劵 (面值為 HK$ 50,200,000;轉換價格為 HK$ 0.93每股;總共可轉換53,978,494股; 2016年6月14日已發行股數為393,525,000股; 股權披露表格序號為 CS20160712000241) .Sheng Yuan Asset Management Limited 於2017年9月15日行使了該可換股債劵的部份換股權利(以HK$ 0.93 轉換價, 轉換了 35,913,978股普通股; 2017年9月15日已發行股數為429,438,978股). 事件之後, Sheng Yuan Asset Management Limited仍持有 朸濬國際(1355.HK) 的可換股債劵 (面值為 HK$ 16,800,000;轉換價格為 HK$ 0.93每股;總共可轉換18,064,516股)
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
27/09/2017
(dd/mm/yyyy)
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