FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20170929E00186 
1. Date of relevant event: 05/07/2017
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01141
4. Name of listed corporation: CMBC Capital Holdings Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 45,778,757,729
7. Name of substantial shareholder: China Huarong Overseas Investment Holdings Co., limited 
8. Registered office: 27F., AIA Central, 1 Connaught Road Central, Hong Kong
9. Principal place of business in Hong Kong: 27F., AIA Central, 1 Connaught Road Central, Hong Kong 
15. Exchange on which listed: N/A
16. Name of listed parent and exchange on which parent is listed: China Huarong Asset Management Co., Limited 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1104The percentage level of your interest in the shares has increased because:
you acquired a security interest in the shares
2106Person having a security interest in shares
1,800,000,000 HKD
Short position 
 
 
 
           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,950,000,0004.26
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position3,750,000,0008.19
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position1,950,000,000
2106Person having a security interest in shares
Long position1,800,000,000

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
  
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Simply Moment International LimitedCraigmuir Chambers,P.O. Box 71, Road Town, Tortola, VG 1110,BVIChina Huarong Overseas Investment Holdings Co., Limited100.00Y
Long position3,750,000,000

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded: 0
Date of filing this Form 2: 29/09/2017
(dd/mm/yyyy)