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Form Serial Number: |
CS20171009E00223 |
| 1.
Date of relevant event: |
06/10/2017
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01398 |
| 4.
Name of listed corporation: |
Industrial and Commercial Bank of China Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
86,794,044,550 |
| 7.
Name of substantial shareholder: |
中国平安保险（集团）股份有限公司 |
| 8.
Registered office: |
深圳市福田区福华三路星河发展中心办公15、 16、 17、 18层 |
| 9.
Principal place of business in Hong Kong: |
皇后大道东183号合和中心54楼 |
| 15.
Exchange on which listed: |
The Stock Exchange of Hong Kong Limited/The Shanghai Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 1101 | The percentage level of your interest in the shares has increased because:
you purchased the shares |
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|
141,327,000 |
HKD |
6.4500 |
6.3738 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 5,103,387,800 | 5.88 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 5,244,714,800 | 6.04 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 5,244,714,800 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Ping An Life Insurance Company of China, Ltd. | 9-11F, Galaxy Development Center, Fuhua No. 3 Road, Futian District, Shenzhen, Guandong Province, PRC | Ping An Insurance (Group) Company of China, Ltd. | 99.51 | Y | | Long position | 5,150,942,839 |
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| Ping An Asset Management Co., Ltd. | 29-31F, 1333 Lujiazui Ring Road, Shanghai Free Trade Zone, Shanghai, PRC | Ping An Insurance (Group) Company of China, Ltd. | 100.00 | Y | | Long position | 4,205,419,000 |
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| Ping An Annuity Insurance Company of China Ltd. | 20-21F，No.1333 Lujiazui Ring Road, Shanghai Free Trade Zone, Shanghai, PRC | Ping An Insurance (Group) Company of China, Ltd. | 99.93 | Y | |
| Ping An Securities Company Limited | 16-20/F., Rong Chao Building, No. 4036, Jintian Road, Futian District, Shenzhen, China | Ping An Insurance (Group) Company of China, Ltd. | 96.62 | Y | |
| Ping An Securities Company Limited | 16-20/F., Rong Chao Building, No. 4036, Jintian Road, Futian District, Shenzhen, China | China Ping An Trust Co., Ltd | 55.66 | Y | |
| China Ping An Trust Co., Ltd | 深圳市福田区福田街道益田路5033号平安金融中心27层（东北、西北、西南）、29层（东南、西南、西北）、31层（3120室、3122室）、32层、33层 | Ping An Insurance (Group) Company of China, Ltd. | 99.88 | N | |
| Ping An Property & Casualty Insurance Company of China, Ltd. | 深圳市福田区益田路5033号平安金融中心12、13、38、39、40层 | Ping An Insurance (Group) Company of China, Ltd. | 99.51 | Y | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 2: |
09/10/2017
(dd/mm/yyyy)
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