FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20171010E00129 
1. Date of relevant event: 05/10/2017
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 09/10/2017
(dd/mm/yyyy)
3. Stock code: 00005
4. Name of listed corporation: HSBC Holdings plc 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 20,387,769,934
7. Name of substantial shareholder: JPMorgan Chase & Co. 
8. Registered office: 270 Park Avenue, New York 10017, United States
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: New York Stock Exchange
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
11035The percentage level of your interest in the shares has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 11031 to 11034 above embedded in a contract or instrument
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
 146,992,193 HKD 77.0590
3101Cash
Short position 
14015You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 14011 to 14014 above embedded in a contract or instrument
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 		 147,230,360           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position937,550,7134.59
Short position191,336,8120.93
Lending Pool435,009,4882.13
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,084,542,9065.31
Short position338,567,1721.65
Lending Pool434,991,3912.13
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2101Beneficial owner
Long position474,386,638
Short position338,567,172
2102Investment manager
Long position174,942,317
Short position0
2301Trustee
Long position222,560
Short position0
2502Approved lending agent
Long position434,991,391
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position32,694,980
Short position10,562,225
4102Listed derivatives - Cash settled
Long position2,268,200
Short position28,547,720
4105Unlisted derivatives - Physically settled
Long position36,971,576
Short position45,411,014
4106Unlisted derivatives - Cash settled
Long position16,173,778
Short position66,559,224
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
J.P. Morgan Securities LLCc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00Y
Long position96,904,668
Short position182,055
J.P. Morgan Markets Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandBear Stearns UK Holdings Limited7.69Y
Long position3,430
Short position0
J.P. Morgan Markets Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandBear Stearns Holdings Limited92.31Y
Long position3,430
Short position0
JF Asset Management Limited21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong KongJPMorgan Asset Management (Asia) Inc.100.00Y
Long position42,548,187
Short position0
JPMorgan Asset Management (Taiwan) Limited20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
Long position174,280
Short position0
J.P. Morgan Investment Management Inc.c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJPMorgan Asset Management Holdings Inc100.00Y
Long position36,374,165
Short position0
J.P. Morgan Private Investments Inc.270 Park Ave, New York, New York, NY, NY, 10017, United StatesJPMorgan Chase Holdings LLC100.00Y
Long position5
Short position0
J.P. Morgan Trust Company of DelawareCorporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJ.P. Morgan Equity Holdings, Inc.100.00Y
Long position186,740
Short position0
Bank One International Holdings Corporation1 Bank One Plaza, Chicago, Cook, IL, IL, 60670, United StatesJ.P. Morgan International Inc.100.00N
Long position728,252,434
Short position581,030,254
J.P. Morgan International Inc.270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United StatesJPMorgan Chase Bank, N.A.100.00N
Long position728,252,434
Short position581,030,254
J.P. Morgan Chase International Holdings25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Chase (UK) Holdings Limited100.00N
Long position350,737,309
Short position242,645,137
J.P. Morgan International Bank Limited1 Knightsbridge, London, SW1X 7LX, London, SW1X 7LX, EnglandJ.P. Morgan Chase International Holdings100.00Y
Long position36,585
Short position0
J.P. Morgan Whitefriars LLC500 Stanton Christiana Road, /DE File No. 0867618, Newark, New Castle, DE, DE, 19713, United StatesJ.P. Morgan Overseas Capital LLC100.00Y
Long position26,777,816
Short position95,739,980
J.P. Morgan Securities plc25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Capital Financing Limited0.59Y
Long position350,700,724
Short position242,645,137
J.P. Morgan Securities plc25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Chase International Holdings99.41Y
Long position350,700,724
Short position242,645,137
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00Y
Long position443,995,415
Short position0
JPMorgan Asset Management (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position86,740,306
Short position0
China International Fund Management Co Ltd20th Floor, Aurora Plaza, 99 Fu Cheng Road,Pudong, Shanghai 200120, China., Shanghai, 200120, ChinaJPMorgan Asset Management (UK) Limited49.00Y
Long position39,600
Short position0
J.P. Morgan International Inc.270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United StatesJPMorgan Chase Bank, N.A.100.00Y
Long position60,985
Short position0
J.P. Morgan Capital Financing Limited25, Bank Street, Canary Wharf, London, E14 5JP, EnglandJPMorgan Chase & Co.100.00N
Long position350,700,724
Short position242,645,137
Bear Stearns UK Holdings Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandThe Bear Stearns Companies LLC100.00N
Long position6,860
Short position0
Bear Stearns Holdings Limited25 Bank Street, Canary Wharf, London, E14 5JP, EnglandBear Stearns UK Holdings Limited100.00N
Long position3,430
Short position0
The Bear Stearns Companies LLCCorporation Trust Center, 1290 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position6,860
Short position0
J.P. Morgan Broker-Dealer Holdings IncCorporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position96,904,668
Short position182,055
J.P. Morgan Capital Holdings Limited6 route de Trèves, Senningerberg, L-2633, LuxembourgJ.P. Morgan Overseas Capital LLC27.27N
Long position350,737,309
Short position242,645,137
J.P. Morgan Capital Holdings Limited6 route de Trèves, Senningerberg, L-2633, LuxembourgJ.P. Morgan International Finance Limited72.73N
Long position350,737,309
Short position242,645,137
JPMorgan Asset Management Holdings Incc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position165,876,538
Short position0
JPMorgan Asset Management (Asia) Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Asset Management Holdings Inc100.00N
Long position42,722,467
Short position0
J.P. Morgan Chase (UK) Holdings Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Capital Holdings Limited100.00N
Long position350,737,309
Short position242,645,137
JPMorgan Asset Management Holdings (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management International Limited100.00N
Long position86,779,906
Short position0
JPMorgan Chase Holdings LLC270 Park Avenue, New York, New York, NY, NY, 10017, United StatesJPMorgan Chase & Co.100.00N
Long position5
Short position0
J.P. Morgan Overseas Capital LLC500 Stanton Christiana Road, Newark, New Castle, DE, DE, 19713-2107, United StatesJ.P. Morgan International Finance Limited100.00N
Long position377,515,125
Short position338,385,117
JPMorgan Asset Management International Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings Inc100.00N
Long position86,779,906
Short position0
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00N
Long position728,313,419
Short position581,030,254
J.P. Morgan Equity Holdings, Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position186,740
Short position0
J.P. Morgan International Finance Limited500 Stanton Christiana Road, Newark, DE2, DE, 19713, United StatesBank One International Holdings Corporation100.00N
Long position728,252,434
Short position581,030,254
JPMorgan Asset Management (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings (UK) Limited100.00N
Long position39,600
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
N.AAddresses of individuals are not displayed.
5101Trustee of a trust
Long position222,560
Short position0
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 10/10/2017
(dd/mm/yyyy)