FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20171113E00300
1.
Date of relevant event
:
08/11/2017
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02380
4.
Name of listed corporation
:
China Power International Development Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
9,822,006,321
7.
Name of substantial shareholder
:
Bank of America Corporation
8.
Registered office
:
Bank of America Corporate Center, 100 North Tryon Street, Charlotte, NC 28255, United States
9.
Principal place of business in Hong Kong
:
19/F, Kowloon Commerce Centre, 51 Kwai Cheong Road, Kwai Chung, Hong Kong
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1013
You first acquire a notifiable interest because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
1,091,783,065
HKD
1.8200
3101
Cash
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
50,629,057
0.69
Short position
39,944,104
0.54
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,142,412,122
11.63
Short position
39,604,104
0.40
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
1,142,412,122
Short position
39,604,104
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
5,453,000
Short position
2,624,576
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
NB Holdings Corporation
The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, United States. Incorporated in: United States
Bank of America Corporation
100.00
N
Long position
1,142,412,122
Short position
39,604,104
Merrill Lynch International, LLC
250 Vesey Street, New York NY 10281, United States. Incorporated in: United States
NB Holdings Corporation
100.00
N
Long position
1,142,412,122
Short position
39,604,104
BofAML Jersey Holdings Limited
13 Castle Street, St. Helier, Jersey JE4 5UT Jersey. Incorporated in: Jersey
Merrill Lynch International, LLC
100.00
N
Long position
50,290,057
Short position
39,604,104
BofAML EMEA Holdings 2 Limited
13 Castle Street, St. Helier, Jersey JE4 5UT Jersey. Incorporated in: Jersey
BofAML Jersey Holdings Limited
100.00
N
Long position
50,290,057
Short position
39,604,104
ML UK Capital Holdings
2 King Edward Street, London, England, EC1A 1HQ, United Kingdom. Incorporated in: United Kingdom
BofAML EMEA Holdings 2 Limited
80.10
N
Long position
50,290,057
Short position
39,604,104
Merrill Lynch International
2 King Edward Street, London, England, EC1A 1HQ, United Kingdom. Incorporated in: United Kingdom
ML UK Capital Holdings
100.00
Y
Long position
50,290,057
Short position
39,604,104
Bank of America Global Holdings, LP
100 North Tryon Street, Charlotte NC 28255, United States. Incorporated in: United States
Merrill Lynch International, LLC
100.00
N
Long position
1,092,122,065
Short position
0
GHS Singapore Holding Pte. Ltd.
2 Harbourfront Place 02 01, Singapore. Incorporated in: Singapore
Bank of America Global Holdings, LP
100.00
N
Long position
1,092,122,065
Short position
0
Merrill Lynch HK Services Limited
55/F Cheung Kong Center, 2 Queen's Road Central, Central, Hong Kong. Incorporated in: Hong Kong
GHS Singapore Holding Pte. Ltd.
100.00
N
Long position
1,092,122,065
Short position
0
Merrill Lynch Far East Limited
55/F Cheung Kong Center, 2 Queen's Road Central, Central, Hong Kong. Incorporated in: Hong Kong
Merrill Lynch HK Services Limited
100.00
Y
Long position
1,092,122,065
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
Reference is made to China Power International Development Limited (“China Power”)’s announcement dated 8 November 2017. Merrill Lynch Far East Limited entered into an underwriting agreement dated 8 November 2017 to underwrite the shares under the rights issue of China Power International Development Limited
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
13/11/2017
(dd/mm/yyyy)