FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20171124E00231
1.
Date of relevant event
:
21/11/2017
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01398
4.
Name of listed corporation
:
Industrial and Commercial Bank of China Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
86,794,044,550
7.
Name of substantial shareholder
:
中国平安保险(集团)股份有限公司
8.
Registered office
:
深圳市福田区福华三路星河发展中心办公15、16、17、18层
9.
Principal place of business in Hong Kong
:
皇后大道东183号合和中心54楼
15.
Exchange on which listed
:
The Stock Exchange of Hong Kong Limited/The Shanghai Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1101
The percentage level of your interest in the shares has increased because:
you purchased the shares
2101
Beneficial owner
77,610,000
HKD
6.2500
6.2250
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
6,868,978,000
7.91
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
6,946,588,000
8.00
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
6,946,588,000
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
1,294,552,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Ping An Life Insurance Company of China, Ltd.
9-11F, Galaxy Development Center, Fuhua No. 3 Road, Futian District, Shenzhen, Guandong Province, PRC
Ping An Insurance (Group) Company of China, Ltd.
99.51
Y
Long position
6,853,507,805
Ping An Asset Management Co., Ltd.
29-31F, 1333 Lujiazui Ring Road, Shanghai Free Trade Zone, Shanghai, PRC
Ping An Insurance (Group) Company of China, Ltd.
100.00
Y
Long position
5,907,141,000
Ping An Annuity Insurance Company of China Ltd.
20-21F,No.1333 Lujiazui Ring Road, Shanghai Free Trade Zone, Shanghai, PRC
Ping An Insurance (Group) Company of China, Ltd.
100.00
Y
Long position
50,563,000
Ping An Securities Company Limited
16-20/F., Rong Chao Building, No. 4036, Jintian Road, Futian District, Shenzhen, China
Ping An Insurance (Group) Company of China, Ltd.
96.62
Y
Long position
180,000
Ping An Securities Company Limited
16-20/F., Rong Chao Building, No. 4036, Jintian Road, Futian District, Shenzhen, China
China Ping An Trust Co., Ltd
55.66
Y
Long position
180,000
China Ping An Trust Co., Ltd
深圳市福田区福田街道益田路5033号平安金融中心27层(东北、西北、西南)、29层(东南、西南、西北)、31层(3120室、3122室)、32层、33层
Ping An Insurance (Group) Company of China, Ltd.
99.88
N
Long position
180,000
Ping An Property & Casualty Insurance Company of China, Ltd.
深圳市福田区益田路5033号平安金融中心12、13、38、39、40层
Ping An Insurance (Group) Company of China, Ltd.
99.51
Y
Long position
39,507,724
Ping An Bank Co., Ltd.
注册地址 中华人民共和国广东省深圳市罗湖区深南东路5047 号
Ping An Insurance (Group) Company of China, Ltd.
58.00
Y
Long position
3,433
China Ping An Insurance Overseas (Holdings) Limited
Suite 2318, 23rd Floor, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Ping An Insurance (Group) Company of China, Ltd.
100.00
N
Long position
974,105,000
Ping An of China Asset Management (Hong Kong) Company Limited
Suite 2301, 23rd Floor, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
China Ping An Insurance Overseas (Holdings) Limited
100.00
Y
Long position
974,105,000
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
0
Date of filing this Form 2
:
24/11/2017
(dd/mm/yyyy)