FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180110E00383
1.
Date of relevant event
:
18/10/2017
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
08/01/2018
(dd/mm/yyyy)
3.
Stock code
:
01733
4.
Name of listed corporation
:
E-Commodities Holdings Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
3,157,298,356
7.
Name of substantial shareholder
:
PAG Holdings Limited
8.
Registered office
:
P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman, KY1-1106, Cayman Islands
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
N/A
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1113
The percentage level of your interest in the shares has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
15,243,105
USD
Short position
1403
You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
15,243,105
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
463,838,383
14.69
Short position
463,838,383
14.69
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
479,081,488
15.17
Short position
479,081,488
15.17
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
479,081,488
2201
Interest of corporation controlled by you
Long position
0
Short position
479,081,488
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4107
Unlisted derivatives - Convertible instruments
Long position
479,081,488
4107
Unlisted derivatives - Convertible instruments
Short position
479,081,488
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Pacific Alliance Group Limited
P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands/ Cayman Islands
PAG Holdings Limited
99.17
N
Long position
479,081,488
Short position
479,081,488
Pacific Alliance Investment Management Limited
P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands/ Cayman Islands
Pacific Alliance Group Limited
90.00
N
Long position
479,081,488
Short position
479,081,488
Pacific Alliance Group Asset Management Limited
P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands/ Cayman Islands
Pacific Alliance Investment Management Limited
100.00
N
Long position
479,081,488
Short position
479,081,488
Pacific Alliance Asia Opportunity Fund L.P.
P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands/ Cayman Islands
Pacific Alliance Group Asset Management Limited (General Partner)
0.00
N
Long position
479,081,488
Short position
479,081,488
Lord Central Opportunity VII Limited
Commence Chambers, P.O. Box 2208, Road Town, Tortola, British Virgin Islands/ British Virgin Islands
Pacific Alliance Asia Opportunity Fund L.P.
85.71
Y
Long position
479,081,488
Short position
479,081,488
Lord Central Opportunity VII Limited
Commence Chambers, P.O. Box 2208, Road Town, Tortola, British Virgin Islands/ British Virgin Islands
PAG-P Asia Fund L.P.
14.29
Y
Long position
479,081,488
Short position
479,081,488
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
Reference is made to the announcement of E-Commodities Holdings Limited dated 8 November 2017. Pursuant to the provisions on adjustments to the Conversion Price set out in the terms and conditions of the Bonds, effective from 18 October 2017, the Conversion Price of the Bonds was adjusted from HK$0.90 to HK$0.862 per Conversion Share as a result of the declaration by the Company on 22 August 2017 of an interim dividend of HK$0.038 per Share.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
0
Date of filing this Form 2
:
10/01/2018
(dd/mm/yyyy)