FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180124E00338
1.
Date of relevant event
:
19/01/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01299
4.
Name of listed corporation
:
AIA GROUP LTD.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
12,074,541,456
7.
Name of substantial shareholder
:
Citigroup Inc.
8.
Registered office
:
399 Park Avenue, New York, 10043, USA
9.
Principal place of business in Hong Kong
:
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong
15.
Exchange on which listed
:
NYSE
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1316
There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
1,601,504
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
604,771,262
5.00
Short position
1,959,091
0.01
Lending Pool
587,455,887
4.86
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
606,372,766
5.02
Short position
2,762,491
0.02
Lending Pool
587,510,437
4.86
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
18,862,329
Short position
2,762,491
2502
Approved lending agent
Long position
587,510,437
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
2,040,048
Short position
1,400,000
4105
Unlisted derivatives - Physically settled
Long position
1,816,780
Short position
618,591
4106
Unlisted derivatives - Cash settled
Long position
175,800
Short position
340,499
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Citicorp LLC
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
591,085,578
Short position
600,100
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
Y
Long position
590,666,270
Short position
600,100
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
15,230,188
Short position
2,162,391
Citigroup Financial Products Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Global Markets Holdings Inc.
100.00
N
Long position
15,230,188
Short position
2,162,391
Citigroup Global Markets (International) Finance AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citigroup Financial Products Inc.
100.00
N
Long position
13,135,900
Short position
498,200
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong, Hong Kong
Citigroup Global Markets (International) Finance AG
51.86
N
Long position
0
Short position
403,400
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong, Hong Kong
Citigroup Global Markets Switzerland Holding GmbH
48.14
N
Long position
0
Short position
403,400
Citigroup Global Markets Hong Kong Holdings Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong Kong
Citigroup Global Markets Hong Kong Holdings Limited
100.00
N
Long position
0
Short position
403,400
Citigroup Global Markets Asia Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
Y
Long position
0
Short position
403,400
Citigroup Global Markets Hong Kong Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong Kong, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
1,380,680
Short position
1,664,191
Citigroup Global Markets Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Financial Products Inc.
100.00
Y
Long position
713,608
Short position
0
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Global Markets (International) Finance AG
50.20
N
Long position
13,135,900
Short position
94,800
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Financial Products Inc.
49.50
N
Long position
13,135,900
Short position
94,800
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, England
Citigroup Global Markets Holdings Bahamas Limited
92.00
Y
Long position
13,135,900
Short position
94,800
Citicorp Banking Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citigroup Inc.
100.00
N
Long position
57,000
Short position
0
Citibank (Switzerland) AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citicorp Banking Corporation
100.00
Y
Long position
57,000
Short position
0
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
N
Long position
419,308
Short position
0
Citibank Overseas Investment Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citibank, N.A.
100.00
N
Long position
113,400
Short position
0
Citi Overseas Investments Bahamas Inc.
110 Thompson Blvd., P. O. Box N1576, Nassau, New Providence, Bahamas
Citibank Overseas Investment Corporation
100.00
N
Long position
113,400
Short position
0
Citigroup International Luxembourg Limited
31, Z.A. Bourmicht, Bertrange, L-8070, Luxembourg
Citi Overseas Investments Bahamas Inc.
100.00
N
Long position
113,400
Short position
0
Citigroup Participation Luxembourg Limited
31, Z.A. Bourmicht, Bertrange, L-8070, Luxembourg
Citigroup International Luxembourg Limited
100.00
N
Long position
113,400
Short position
0
Cititrust (Bahamas) Limited
110 Thompson Boulevard, Nassau, New Providence, Bahamas
Citigroup Participation Luxembourg Limited
100.00
Y
Long position
113,400
Short position
0
Citicorp Trust Delaware, National Association
20 Montchanin Road, Suite 180, Greenville, New Castle, DE, 19807, United States
Citibank, N.A.
100.00
Y
Long position
70,874
Short position
0
Citicorp Trust South Dakota
701 East 60th Street N., Sioux Falls, Minnehaha, SD, 57104, United States
Citibank, N.A.
100.00
Y
Long position
235,034
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
Citi sold an interest of 0.01% This is notifiable because the percentage figure in which our interest increased from 4.99% to 5.01%.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
24/01/2018
(dd/mm/yyyy)