FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20180206E00275 
1. Date of relevant event: 01/02/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 05/02/2018
(dd/mm/yyyy)
3. Stock code: 03988
4. Name of listed corporation: Bank of China Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 83,622,276,395
7. Name of substantial shareholder: JPMorgan Chase & Co. 
8. Registered office: 270 Park Avenue, New York 10017, United States
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: New York Stock Exchange
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1001You first acquire a notifiable interest because:
you purchased the shares
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
 13,384,756 HKD 4.7900 4.7330
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position4,167,881,0034.98
Short position286,070,9780.34
Lending Pool2,588,613,8653.09
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position4,181,265,7595.00
Short position277,222,1780.33
Lending Pool2,591,176,8653.09
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2101Beneficial owner
Long position794,437,375
Short position277,222,178
2102Investment manager
Long position795,623,194
Short position0
2301Trustee
Long position28,325
Short position0
2502Approved lending agent
Long position2,591,176,865
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position10,184,325
Short position15,486,000
4102Listed derivatives - Cash settled
Long position17,121,000
Short position90,938,500
4105Unlisted derivatives - Physically settled
Long position64,508,614
Short position60,897,668
4106Unlisted derivatives - Cash settled
Long position83,044,024
Short position104,391,010
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
J.P. Morgan Securities LLC383 Madison Ave., New York, New York, NY, 10179, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00Y
Long position68,762,614
Short position0
JF International Management Inc.Palm Grove House,P.O. Box 438, Road Town, Tortola, British Virgin Islands., Tortola, British Virgin IslandsJPMorgan Asset Management (Asia) Inc.100.00Y
Long position3,506,000
Short position0
JF Asset Management Limited21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong KongJPMorgan Asset Management Holdings Inc0.01Y
Long position682,567,000
Short position0
JF Asset Management Limited21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong KongJPMorgan Asset Management (Asia) Inc.99.99Y
Long position682,567,000
Short position0
JPMorgan Asset Management (Taiwan) Limited20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
Long position17,868,500
Short position0
J.P. Morgan Investment Management Inc.c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJPMorgan Asset Management Holdings Inc100.00Y
Long position41,587,500
Short position0
J.P. Morgan Whitefriars LLC500 Stanton Christiana Road, /DE File No. 0867618, Newark, New Castle, DE, DE, 19713, United StatesJ.P. Morgan Overseas Capital LLC100.00Y
Long position2,523,164
Short position7,528,218
J.P. Morgan Securities plc25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Capital Holdings Limited100.00Y
Long position691,633,328
Short position195,003,960
JPMorgan Asset Management International Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings Inc100.00N
Long position50,094,194
Short position0
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00N
Long position725,674,761
Short position277,222,178
J.P. Morgan International Finance Limited500 Stanton Christiana Road, Newark, DE2, DE, 19713, United StatesJPMorgan Chase Bank, N.A.100.00N
Long position725,674,761
Short position277,222,178
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00Y
Long position2,591,205,190
Short position0
J.P. Morgan Chase Bank BerhadLevel 18 Integra Tower, The Intermark, 348 Jalan Tun Razak, Kuala Lumpur, 50400, MalaysiaJ.P. Morgan International Finance Limited100.00Y
Long position31,518,269
Short position64,690,000
JPMorgan Asset Management (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position50,094,194
Short position0
J.P. Morgan Structured Products B.V.Luna ArenA, Herikerbergweg 238, 1101 CM Amsterdam Zuidoost, The Netherlands, Amsterdam, 1101, NetherlandsJ.P. Morgan International Finance Limited100.00Y
Long position0
Short position10,000,000
J.P. Morgan Broker-Dealer Holdings IncCorporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United StatesJPMorgan Chase Holdings LLC100.00N
Long position68,762,614
Short position0
J.P. Morgan Capital Holdings Limited6 route de Trèves, Senningerberg, L-2633, LuxembourgJ.P. Morgan International Finance Limited100.00N
Long position691,633,328
Short position195,003,960
JPMorgan Asset Management Holdings Incc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase Holdings LLC100.00N
Long position1,478,190,194
Short position0
JPMorgan Asset Management (Asia) Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Asset Management Holdings Inc100.00N
Long position703,941,500
Short position0
JPMorgan Asset Management Holdings (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management International Limited100.00N
Long position50,094,194
Short position0
JPMorgan Chase Holdings LLC270 Park Avenue, New York, New York, NY, NY, 10017, United StatesJPMorgan Chase & Co.100.00N
Long position1,546,952,808
Short position0
J.P. Morgan Overseas Capital LLC500 Stanton Christiana Road, Newark, New Castle, DE, DE, 19713-2107, United StatesJ.P. Morgan International Finance Limited100.00N
Long position2,523,164
Short position7,528,218

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
N.AAddresses of individuals are not displayed.
5101Trustee of a trust
Long position28,325
Short position0
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 06/02/2018
(dd/mm/yyyy)