FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180214E00384
1.
Date of relevant event
:
09/02/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01658
4.
Name of listed corporation
:
POSTAL SAVINGS BANK OF CHINA CO., LTD. - H SHARES
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
19,856,167,000
7.
Name of substantial shareholder
:
UBS Group AG
8.
Registered office
:
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
9.
Principal place of business in Hong Kong
:
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
15.
Exchange on which listed
:
SIX Swiss Exchange AG
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1316
There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
181,561,000
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
5,086,916,242
25.62
Short position
4,099,546,336
20.65
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
5,084,332,571
25.61
Short position
4,102,281,714
20.66
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2106
Person having a security interest in shares
Long position
158,055,616
Short position
0
2201
Interest of corporation controlled by you
Long position
4,926,276,955
Short position
4,102,281,714
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
193,738,992
Short position
16,039
4105
Unlisted derivatives - Physically settled
Long position
685,238,000
Short position
3,363,561,000
4106
Unlisted derivatives - Cash settled
Long position
0
Short position
710,626,675
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
UBS AG
Bahnhofstrasse 45, 8001 Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
4,841,834,341
Short position
4,094,081,714
UBS Asset Management (Hong Kong) Ltd
45-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
UBS Group AG
100.00
Y
Long position
3,416,000
Short position
0
UBS Asset Management (Japan) Ltd
Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan
UBS Group AG
100.00
Y
Long position
2,135,676
Short position
0
UBS Asset Management Trust Company
Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield 62703, USA
UBS Group AG
100.00
Y
Long position
161,000
Short position
0
UBS Asset Management (UK) Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS Group AG
100.00
Y
Long position
848,000
Short position
0
UBS Fund Management (Luxembourg) S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
64,908,259
Short position
0
UBS Third Party Management Company S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
4,550,679
Short position
0
UBS Limited
1 Finsbury Avenue, London EC2M 2PP, United Kingdom
UBS Group AG
100.00
Y
Long position
5,200,000
Short position
5,200,000
UBS Securities LLC
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA
UBS Group AG
100.00
Y
Long position
3,000,000
Short position
3,000,000
UBS Asset Management Life Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS Group AG
100.00
Y
Long position
223,000
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
We have provided an interest in the shares as security to external counterparty.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
14/02/2018
(dd/mm/yyyy)