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Form Serial Number: |
CS20180220E00167 |
1.
Date of relevant event: |
14/02/2018 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00687 |
4.
Name of listed corporation: |
Hong Kong International Construction Investment Management Group Co., Limited |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
3,402,497,709 |
7.
Name of substantial shareholder: |
PAG Holdings Limited |
8.
Registered office: |
P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands |
9.
Principal place of business in Hong Kong: |
N/A |
15.
Exchange on which listed: |
N/A |
16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
11031 | The percentage level of your interest in the shares has increased because: you became the holder of, wrote or issued equity derivatives under which (choose one): you have a right to take the underlying shares |
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2201 | Interest of corporation controlled by you |
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1,394,214,012 |
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Short position |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,394,359,960 | 40.98 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 2,788,573,972 | 81.95 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 1,394,359,960 |
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2201 | Interest of corporation controlled by you |
| Long position | 1,394,214,012 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4105 | Unlisted derivatives - Physically settled |
| Long position | 1,394,214,012 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Pacific Alliance Group Limited | P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands, Cayman Islands | PAG Holdings Limited | 99.17 | N | Long position | 2,788,573,972 |
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Pacific Alliance Investment Management Limited | P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands, Cayman Islands | Pacific Alliance Group Limited | 90.00 | N | Long position | 2,788,573,972 |
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Pacific Alliance Group Asset Management Limited | P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands, Cayman Islands | Pacific Alliance Investment Management Limited | 100.00 | N | Long position | 2,788,573,972 |
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Pacific Alliance Asia Opportunity Fund L.P. | P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands, Cayman Islands | Pacific Alliance Group Asset Management Limited (General Partner) | 0.00 | N | Long position | 2,788,573,972 |
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PA Glamorous Opportunity X Limited | Commence Chambers, P.O. Box 2208, Road Town, Tortola, British Virgin Islands | Pacific Alliance Asia Opportunity Fund L.P. | 100.00 | Y | Long position | 2,788,573,972 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
Pursuant to the terms of finance documents between (among others) HNA Finance I Co., Ltd. (“Borrower”) and PA Glamorous Opportunity X Limited (“Lender”), if the loan-to-value ratio falls below a prescribed threshold, Borrower may in certain circumstances deliver further ordinary shares of Hong Kong International Construction Investment Management Group Co., Limited to Lender as security for the obligations under the finance documents. Lender will acquire a security interest over such shares.
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
20/02/2018 (dd/mm/yyyy)
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